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Madison-Davis, LLC

Trading Compliance Lead - Surveillance & Regulation

Madison-Davis, LLC, Greenwich, Connecticut, us, 06831

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A leading global investment firm is seeking a Compliance Analyst for the Trading Compliance team. This full-time role involves developing compliance programs, conducting regulatory research, and monitoring trade surveillance. The ideal candidate will have experience in compliance and a background in finance, enabling them to effectively support regulatory reporting and enhance existing processes. This position offers a dynamic environment with opportunities to contribute to training and compliance education initiatives. #J-18808-Ljbffr