Marketing Review Principal
Apex Systems is hiring a Marketing Review Principal for a reputable financial services client. The Onboarding Advisor Communications Supervisory Principal will review and approve marketing materials and public communications for financial professionals and their staff prior to affiliation with the client.
Base pay range : $40.00/hr - $45.00/hr
Job#:
Location: 100% remote
Employment Type: Full-time
Key Responsibilities
- Review and approve marketing materials and other public communications for financial professionals and their staff.
- Ensure compliance with FINRA 2210, SEC, and state rules/regulations related to communications.
- Provide guidance and redline communications, such as business cards, letterheads, websites, email signatures, and other marketing collateral.
Qualifications
- Hands‑on experience reviewing marketing materials for financial advisors and redlining them.
- Strong knowledge of FINRA 2210, SEC, and state rules/regulations related to communications.
- Series 7 and Series 24 licenses are required.
Benefits Overview
Apex offers a range of supplemental benefits, including medical, dental, vision, life, disability, and other insurance plans. Additional benefits include an ESPP, 401(k) with a company match after 12 months, an HSA (Health Savings Account on the HDHP plan), an EAP (SupportLinc) with up to 8 free counseling sessions, a corporate discount program, and professional development resources such as on‑demand training, certification prep, and access to technical and leadership courses.
EEO Statement
Apex Systems is an equal opportunity employer. We do not discriminate on the basis of race, color, religion, creed, sex, age, sexual orientation, gender identity, national origin, ancestry, citizenship, genetic information, marital status, disability, or any other characteristic protected by law.
If you are interested, please apply here or email an updated copy of your resume to
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