Kohlberg Kravis Roberts & Co.
Compliance - Marketing Reviews - Manager Gurugram - Cyber City
Kohlberg Kravis Roberts & Co., Boston, Massachusetts, us, 02298
Compliance - Marketing Reviews - Manager
Gurugram - Cyber City COMPANY OVERVIEW KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR’s insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR’s investments may include the activities of its sponsored funds and insurance subsidiaries. TEAM OVERVIEW KKR’s Legal & Compliance team is involved in all matters of trading, anti-corruption, conflicts of interest, etc. to protect the firm, our clients and investors, and our reputation. The team advises on compliance, oversight, monitoring, and reporting of the Firm’s trading platform and activities. The Legal & Compliance team drafts and updates KKR’s policies and procedures to ensure accountability for legal and regulatory requirements and adherence to our high ethical standards. The team also provides support for our employees by advising on and creating precautions for personal conflicts matters including social media usage, personal investing, outside business activities, etc. POSITION SUMMARY This position will support KKR’s compliance program, with a particular emphasis on the Advertising and Marketing Review function of our asset management and insurance businesses KKR Compliance is responsible for supporting the Product Strategy, Sales, Marketing and other teams with review and approval of marketing materials, ensuring materials are created consistent with global regulatory standards. ROLES & RESPONSIBILITIES • Review and proofread marketing materials such as pitchbooks, fact sheets, due diligence questionnaires (DDQs), investor communications, macro and asset class commentary, social media posts, advertorials, and digital/website content to ensure compliance with applicable global marketing regulations (e.g., SEC, FINRA, Insurance, FCA, ESMA, MAS, SFC, and other non-U.S. regulators) and cross-border guidance. • Serve as a subject matter expert on marketing and advertising compliance, providing timely and practical guidance to business stakeholders. • Act as a primary point of contact for marketing reviews in the APAC and EMEA region, providing timely guidance and approvals to support the prompt publication of materials. Develop a strong understanding of KKR’s (including Global Atlantic’s) investment products and strategies, as well as regulatory obligations relevant to marketing those offerings globally. • Partner closely with institutional and private wealth sales and product strategy teams and global marketing team to support compliant marketing initiatives. • Coordinate and collaborate with marketing, sales, legal, communications, and finance teams to ensure consistency and accuracy of content. • Support a wide range of asset classes including private equity, private credit, real assets, insurance, and leveraged credit. • Escalate issues appropriately to the marketing and advertising compliance leadership team and contribute to the resolution of compliance-related matters. • Stay current on global regulatory developments affecting marketing and advertising activities, and proactively update internal policies or practices as needed. • Effectively engage and communicate across all levels of the organization, including senior leadership, with a strong service mindset.
QUALIFICATIONS • Bachelor’s degree required; relevant compliance certifications (e.g., Series 7, 24, or 63) a plus. • Minimum of 6-9 years of experience in a marketing or advertising compliance role, preferably within a private equity firm, asset manager, or global financial institution. • Deep knowledge of U.S. and global regulatory requirements (SEC, FINRA, Insurance, FCA, ESMA, SFC, MAS, etc.) related to investment marketing and communications. • Strong editing, proofreading, and attention-to-detail skills; excellent written and verbal communication. • Experience working with cross-functional teams and managing priorities in a fast-paced, global environment. • Familiarity with compliance processes and controls related to private fund offerings and financial promotions. • Experienced communicator (written and oral). • Ability to work with a geographically dispersed team. • Capacity to consider, process and filter large amounts of complex information quickly and identify appropriate actions in a fast-paced environment. • A strong desire to work well with others. • Strong communication skills, work ethics and high level of personal integrity and accountability • Self-starter and have a desire for knowledge. • Business knowledge and acumen. • Demonstrates the ability to use sound judgment and discretion regarding confidential information #Lionsite KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law. Apply for this job
* indicates a required field First Name * Last Name * Email * Phone * Resume/CV * Enter manually Accepted file types: pdf, doc, docx, txt, rtf Enter manually Accepted file types: pdf, doc, docx, txt, rtf Employment Title * Select... Start date year * End date month * Select... End date year * Current role Education School * Select... Degree * Select... Select... Select... Start date year * End date month * Select... End date year * Home Address LinkedIn Profile Website Will you require our company to sponsor you to obtain, maintain or extend current or future employment/work authorization? * Select... If you replied yes to the question above, please explain. Are you presently authorized to work for our company? * Select... Are you currently an employee or have you been previously employed by KKR? * Select... Were you referred by a current or previous KKR employee, or by an external affiliate of KKR? * Select... Please provide name of Referrer. If not applicable, please indicate N/A. Is the referrer aware they are being cited as a referral source? Select... Have you interviewed with KKR, its affiliates or any of its portfolio companies in the past 12 months? * Select... If yes, please provide details of the role, location and date. Do you currently have a non-compete, non-solicitation, or notice period agreement that may affect your employment with KKR? Select all that apply. * No Yes, non-compete If you replied yes to the question above, please provide details of non-compete, non-solicitation and/or notice periods. Please indicate any languages in which you are fluent. * Chinese (Cantonese) French German Hindi Japanese Korean Portuguese Spanish Swedish Other If you are fluent in any additional language, please specify. KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law.
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Gurugram - Cyber City COMPANY OVERVIEW KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR’s insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR’s investments may include the activities of its sponsored funds and insurance subsidiaries. TEAM OVERVIEW KKR’s Legal & Compliance team is involved in all matters of trading, anti-corruption, conflicts of interest, etc. to protect the firm, our clients and investors, and our reputation. The team advises on compliance, oversight, monitoring, and reporting of the Firm’s trading platform and activities. The Legal & Compliance team drafts and updates KKR’s policies and procedures to ensure accountability for legal and regulatory requirements and adherence to our high ethical standards. The team also provides support for our employees by advising on and creating precautions for personal conflicts matters including social media usage, personal investing, outside business activities, etc. POSITION SUMMARY This position will support KKR’s compliance program, with a particular emphasis on the Advertising and Marketing Review function of our asset management and insurance businesses KKR Compliance is responsible for supporting the Product Strategy, Sales, Marketing and other teams with review and approval of marketing materials, ensuring materials are created consistent with global regulatory standards. ROLES & RESPONSIBILITIES • Review and proofread marketing materials such as pitchbooks, fact sheets, due diligence questionnaires (DDQs), investor communications, macro and asset class commentary, social media posts, advertorials, and digital/website content to ensure compliance with applicable global marketing regulations (e.g., SEC, FINRA, Insurance, FCA, ESMA, MAS, SFC, and other non-U.S. regulators) and cross-border guidance. • Serve as a subject matter expert on marketing and advertising compliance, providing timely and practical guidance to business stakeholders. • Act as a primary point of contact for marketing reviews in the APAC and EMEA region, providing timely guidance and approvals to support the prompt publication of materials. Develop a strong understanding of KKR’s (including Global Atlantic’s) investment products and strategies, as well as regulatory obligations relevant to marketing those offerings globally. • Partner closely with institutional and private wealth sales and product strategy teams and global marketing team to support compliant marketing initiatives. • Coordinate and collaborate with marketing, sales, legal, communications, and finance teams to ensure consistency and accuracy of content. • Support a wide range of asset classes including private equity, private credit, real assets, insurance, and leveraged credit. • Escalate issues appropriately to the marketing and advertising compliance leadership team and contribute to the resolution of compliance-related matters. • Stay current on global regulatory developments affecting marketing and advertising activities, and proactively update internal policies or practices as needed. • Effectively engage and communicate across all levels of the organization, including senior leadership, with a strong service mindset.
QUALIFICATIONS • Bachelor’s degree required; relevant compliance certifications (e.g., Series 7, 24, or 63) a plus. • Minimum of 6-9 years of experience in a marketing or advertising compliance role, preferably within a private equity firm, asset manager, or global financial institution. • Deep knowledge of U.S. and global regulatory requirements (SEC, FINRA, Insurance, FCA, ESMA, SFC, MAS, etc.) related to investment marketing and communications. • Strong editing, proofreading, and attention-to-detail skills; excellent written and verbal communication. • Experience working with cross-functional teams and managing priorities in a fast-paced, global environment. • Familiarity with compliance processes and controls related to private fund offerings and financial promotions. • Experienced communicator (written and oral). • Ability to work with a geographically dispersed team. • Capacity to consider, process and filter large amounts of complex information quickly and identify appropriate actions in a fast-paced environment. • A strong desire to work well with others. • Strong communication skills, work ethics and high level of personal integrity and accountability • Self-starter and have a desire for knowledge. • Business knowledge and acumen. • Demonstrates the ability to use sound judgment and discretion regarding confidential information #Lionsite KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law. Apply for this job
* indicates a required field First Name * Last Name * Email * Phone * Resume/CV * Enter manually Accepted file types: pdf, doc, docx, txt, rtf Enter manually Accepted file types: pdf, doc, docx, txt, rtf Employment Title * Select... Start date year * End date month * Select... End date year * Current role Education School * Select... Degree * Select... Select... Select... Start date year * End date month * Select... End date year * Home Address LinkedIn Profile Website Will you require our company to sponsor you to obtain, maintain or extend current or future employment/work authorization? * Select... If you replied yes to the question above, please explain. Are you presently authorized to work for our company? * Select... Are you currently an employee or have you been previously employed by KKR? * Select... Were you referred by a current or previous KKR employee, or by an external affiliate of KKR? * Select... Please provide name of Referrer. If not applicable, please indicate N/A. Is the referrer aware they are being cited as a referral source? Select... Have you interviewed with KKR, its affiliates or any of its portfolio companies in the past 12 months? * Select... If yes, please provide details of the role, location and date. Do you currently have a non-compete, non-solicitation, or notice period agreement that may affect your employment with KKR? Select all that apply. * No Yes, non-compete If you replied yes to the question above, please provide details of non-compete, non-solicitation and/or notice periods. Please indicate any languages in which you are fluent. * Chinese (Cantonese) French German Hindi Japanese Korean Portuguese Spanish Swedish Other If you are fluent in any additional language, please specify. KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law.
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