Goldman Sachs, Inc.
Legal, GBM Futures and Cleared Derivatives Attorney, Vice President
Goldman Sachs, Inc., New York, New York, us, 10261
Responsibilities
Participate in the review, analysis and implementation of regulatory requirements applicable to the trading and clearing of futures and clearing of swaps, in each case in the and relevant markets, and engage in industry leading advocacy with respect to a broad range of related regulatory proposals
Interact with business and control groups to help review, manage and determine approach for regulatory responses andmunications
Provide guidance and instruction with respect to legal rights and obligations, including regulatory implications of contractual terms, disclosures andmunications, in connection with trading and account agreements
Develop a deep understanding of the FCM business's trading and operational practices to exercise sound judgment and provide informed advice on electronic trading, market access, margin, risk management, customer protection and other matters
Identify and analyze legal and regulatory issues in connection with new business initiatives, and partner with stakeholders to mitigate and manage legal and regulatory risks
Cross-regional and cross-functional collaboration on matters pertaining to licensing, cross-border regulation and other jurisdictional matters affecting the FCM business
Qualifications and Attributes :
Strong sense of ownership and responsibility; thoughtful and detail-oriented
Self-starter; capable of building and leveraging an internal network of resources and support
Strong legal and business judgment,munication, writing and analytical skills
4+ years of relevant experience working with or at a financial institution, or at a futures or cleared derivatives regulator, including relevant experience at a law firm, is preferred
Knowledge of themodity Exchange Act, CFTC regulations, NFA and SRO rules is strongly preferred
orparable law degree from apetitive law school and licensed to practice law in at least one state
ABOUT GOLDMAN SACHS At Goldman Sachs, wemit our people, capital and ideas to help our clients, shareholders and themunities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We'remitted to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS / careers.
We'remitted to finding reasonable amodations for candidates with special needs or disabilities during our recruiting process. Learn more : / / goldmansachs / careers / footer /
© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
Salary Range The expected base salary for this New York, New York, United States-based position is $170000-$270000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.
Benefits Goldman Sachs ismitted to providing our people with valuable andpetitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here. Job ID 300011940975335
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Participate in the review, analysis and implementation of regulatory requirements applicable to the trading and clearing of futures and clearing of swaps, in each case in the and relevant markets, and engage in industry leading advocacy with respect to a broad range of related regulatory proposals
Interact with business and control groups to help review, manage and determine approach for regulatory responses andmunications
Provide guidance and instruction with respect to legal rights and obligations, including regulatory implications of contractual terms, disclosures andmunications, in connection with trading and account agreements
Develop a deep understanding of the FCM business's trading and operational practices to exercise sound judgment and provide informed advice on electronic trading, market access, margin, risk management, customer protection and other matters
Identify and analyze legal and regulatory issues in connection with new business initiatives, and partner with stakeholders to mitigate and manage legal and regulatory risks
Cross-regional and cross-functional collaboration on matters pertaining to licensing, cross-border regulation and other jurisdictional matters affecting the FCM business
Qualifications and Attributes :
Strong sense of ownership and responsibility; thoughtful and detail-oriented
Self-starter; capable of building and leveraging an internal network of resources and support
Strong legal and business judgment,munication, writing and analytical skills
4+ years of relevant experience working with or at a financial institution, or at a futures or cleared derivatives regulator, including relevant experience at a law firm, is preferred
Knowledge of themodity Exchange Act, CFTC regulations, NFA and SRO rules is strongly preferred
orparable law degree from apetitive law school and licensed to practice law in at least one state
ABOUT GOLDMAN SACHS At Goldman Sachs, wemit our people, capital and ideas to help our clients, shareholders and themunities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We'remitted to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS / careers.
We'remitted to finding reasonable amodations for candidates with special needs or disabilities during our recruiting process. Learn more : / / goldmansachs / careers / footer /
© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
Salary Range The expected base salary for this New York, New York, United States-based position is $170000-$270000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.
Benefits Goldman Sachs ismitted to providing our people with valuable andpetitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here. Job ID 300011940975335
#J-18808-Ljbffr