Goodman Masson
Play a key role in helping the HoTC build the compliance program for a world class quant fund
Conduct targeted research of rules and regulations
Assist in implementing and maintaining a regulatory horizon scanning process to ensure the Firm is current with regulatory change
Provide clear and concise summaries of rules and regulatory developments that are actionable for the HoTC and other senior stakeholders
Assist with the Firms regulatory reporting obligations (e.g., EU short position disclosure reporting) including helping the HoTC in the efforts to review and improve upon existing reporting processes and execute on certain filing obligations
Document processes and build out compliance wiki pages containing summaries of rules and internal guidance
Assist with implementing policies and procedures
Review and investigate post trade alertin