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Nasdaq

Senior Data Analyst - Surveillance Job at Nasdaq in Philadelphia

Nasdaq, Philadelphia, PA, US, 19102

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divh2Market Surveillance Analyst/h2pAs a Market Surveillance Analyst reporting to the Director of Compliance, youll play a critical role in protecting market integrity by monitoring trading activity, investigating alerts, and supporting Oceans clients with their compliance and surveillance obligations. Youll help ensure markets operate fairly while providing actionable insights to internal teams and external clients./ppYoull thrive in this position if youre detail-oriented, analytical, and bring a passion for maintaining trust in financial markets within a fast-paced, high-impact environment./ph3Key Responsibilities/h3ulliAnalyze trading activity and investigate real-time alerts to identify potentially abusive trading behavior and market anomalies./liliPrepare clear, comprehensive written reports and analyses for management and client review./liliPartner with clients, legal teams, and internal stakeholders to address market surveillance inquiries and strengthen compliance programs./liliSupport audits, examinations, and regulatory technology projects that drive continuous improvement./liliDevelop and deliver training programs and maintain documentation that ensures effective surveillance practices./li/ulh3Required Qualifications/h3ulliBachelors degree in business, finance, or related field, or equivalent practical experience./lili35 years of experience in market surveillance, compliance, trading operations, or equities markets./liliStrong understanding of equities markets, trading strategies, and regulatory obligations./liliExcellent analytical and problem-solving skills with high attention to detail./liliClear communicator with experience preparing professional reports and working collaboratively across teams./li/ulh3Preferred Qualifications/h3ulliExperience with regulatory technology platforms or surveillance systems./liliFamiliarity with SEC regulations and compliance frameworks./liliAdvanced proficiency in Microsoft Excel and data analytics tools./liliFINRA Series 7 license preferred./li/ulpThis position will be located in Philadelphia and offers the opportunity for a hybrid work environment at least 3 days a week in-office, subject to change, providing flexibility and accessibility for qualified candidates./ph2Come as You Are/h2pNasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law./ppWe will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request an accommodation./ppWhat We Offer/ppWere proud to offer a competitive rewards package that is meaningful, recognizes the unique needs of our employees and their families and incentivizes employees for their contribution to Nasdaqs overall success./ppIn addition to base salary, Nasdaq offers significant other compensation (annual bonus/commissions and equity), benefits, and opportunity for growth. Exact compensation may vary based on several job-related factors that are unique to each candidate, including but not limited to: skill set, experience, education/training, business needs and market demands./ppNasdaqs programs and rewards are intended to allow our employees to:/pulliSecure Wealth: 401(k) program with 6% employer match, Employee Stock Purchase Program with 15% discount, Student loan repayment program up to $10k, Company paid life and disability plans, Generous paid time off/liliPrioritize Health: Comprehensive medical, dental and vision coverage, Health spending account with employer contribution, Paid flex days to support mental wellbeing, Gym membership discounts/liliCare for Family : Hybrid home/office schedule (for most positions), Paid parental leave, Fertility benefits, Paid bereavement leave/liliConnect with Community: Company gift matching program, Employee resource groups, Paid volunteer days/liliGrow Career: Education Assistance Program, Robust job skills training and Professional development opportunities/li/ulpFor more information, visit Nasdaq Benefits Rewards Career page./p/div