StoneX Group Inc.
AML Transaction Monitoring Analyst
StoneX Group Inc., Birmingham, Alabama, United States, 35275
Responsibilities
Manage daily alert volumes and investigations; escalate matters to AML management as necessary
Conduct additional reviews on transactional history and client profile to determine the applicable course of action with their manager; request additional information where needed
Memorialize rationale on how alerts or investigations are dispositioned; conduct follow‑up reviews where necessary
Prepare narratives and supporting information needed for filing Suspicious Activity Reports (SARs)
Conduct enhanced due diligence as needed
Ability to conduct complex investigations involving matters such as reviews of multiple associated accounts
Keep abreast of new rules and regulations to further improve investigation processes
Participate in related AML projects and remediations
Learn and develop a thorough comprehension of internal AML typologies relating to specific business lines; utilize internal and external sources and partner with other AML team members to research and investigate cases
Qualifications
Must have 2‑5 years of experience in conducting transaction monitoring alert reviews, investigations, and due diligence in a financial services institution (product knowledge of Futures, Swaps, and/or OTC derivatives is needed)
Must have experience with a transaction monitoring tool (e.g., Nice Actimize, Oracle Mantas) and using a case management system
Ability to conduct enhanced due diligence and screening
Good understanding of AML, KYC, FINCEN, CIP, OFAC, PATRIOT Act, NFA, CFTC requirements and regulations is necessary
Experience in conducting comprehensive investigations and account activity analysis
Excellent writing and analytical skills
Strong problem‑solving skills
Operational knowledge of USD payment systems, including SWIFT, CHIPS, ACH, and FedFunds is a plus
Good working knowledge of MS Excel needed; Power BI a plus
Experience using LexisNexis, World Check or similar tools for due diligence required
CAMS certification a plus; if no CAMS certification, required to obtain within 12 months
Ability to work independently while contributing to a collaborative AML team environment
Bachelor’s degree in Finance, Business, Economics, Law, or related discipline preferred. Must be authorized to work in the US for any employer
Seniority level Associate
Employment type Full‑time
Job function Other
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Manage daily alert volumes and investigations; escalate matters to AML management as necessary
Conduct additional reviews on transactional history and client profile to determine the applicable course of action with their manager; request additional information where needed
Memorialize rationale on how alerts or investigations are dispositioned; conduct follow‑up reviews where necessary
Prepare narratives and supporting information needed for filing Suspicious Activity Reports (SARs)
Conduct enhanced due diligence as needed
Ability to conduct complex investigations involving matters such as reviews of multiple associated accounts
Keep abreast of new rules and regulations to further improve investigation processes
Participate in related AML projects and remediations
Learn and develop a thorough comprehension of internal AML typologies relating to specific business lines; utilize internal and external sources and partner with other AML team members to research and investigate cases
Qualifications
Must have 2‑5 years of experience in conducting transaction monitoring alert reviews, investigations, and due diligence in a financial services institution (product knowledge of Futures, Swaps, and/or OTC derivatives is needed)
Must have experience with a transaction monitoring tool (e.g., Nice Actimize, Oracle Mantas) and using a case management system
Ability to conduct enhanced due diligence and screening
Good understanding of AML, KYC, FINCEN, CIP, OFAC, PATRIOT Act, NFA, CFTC requirements and regulations is necessary
Experience in conducting comprehensive investigations and account activity analysis
Excellent writing and analytical skills
Strong problem‑solving skills
Operational knowledge of USD payment systems, including SWIFT, CHIPS, ACH, and FedFunds is a plus
Good working knowledge of MS Excel needed; Power BI a plus
Experience using LexisNexis, World Check or similar tools for due diligence required
CAMS certification a plus; if no CAMS certification, required to obtain within 12 months
Ability to work independently while contributing to a collaborative AML team environment
Bachelor’s degree in Finance, Business, Economics, Law, or related discipline preferred. Must be authorized to work in the US for any employer
Seniority level Associate
Employment type Full‑time
Job function Other
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