Kroll
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Analyst, Compliance Consulting
role at
Kroll .
We’re looking for an Analyst to support our Compliance Consulting team. As an Analyst, you will be part of a team responsible for developing, implementing, and maintaining compliance programs for a variety of investment managers, ensuring that our client organizations adhere to their legal and regulatory requirements. You will work with client teams to conduct testing, provide training, offer guidance on compliance matters, and identify and mitigate potential risks. Our Analysts collaborate across our U.S. compliance team and more broadly across Kroll’s teams to service our client engagements.
Day To Day Responsibilities
Draft policies and procedures in accordance with the firm’s regulatory requirements.
Conduct ongoing testing and prepare annual compliance program review reports.
Prepare agendas, attend client calls, and draft follow‑up action memos.
Draft registration statements, regulatory filings, compliance training presentations, disclosure documents and provide practical guidance on compliance with the 1940 Investment Advisers Act and the 1940 Investment Company Act, among other federal securities laws.
Essential Qualifications
Undergraduate degree.
Excellent verbal and written communication and analytical skills.
Strong research and critical thinking abilities.
Desire to work with a diverse team with global reach.
Strong multi‑tasking capabilities and ability to prioritize across a range of projects.
At least 1 year of corporate experience.
Knowledge of financial industry operations.
Knowledge of federal securities laws.
Relevant industry certifications (IACCP, CAMS, CAIA, FINRA Series licenses, etc.).
Preferred Qualifications
Experience in the 1940 Investment Advisers Act and the 1940 Investment Company Act.
Familiarity with corporate governance and risk management frameworks.
Benefits (U.S.‑specific)
Healthcare coverage: comprehensive medical, dental, and vision plans.
Time off and leave policies: generous paid time off (PTO), paid company holidays, generous parental and family leave.
Protective insurances: life insurance, short‑ and long‑term disability coverage, and accident protection.
Compensation and rewards: competitive salary structures, performance‑based incentives, and merit‑based compensation reviews.
Retirement plans: 401(k) plans with company matching.
In order to be considered for a position, you must formally apply via
careers.kroll.com .
We are proud to be an equal opportunity employer and will consider all qualified applicants regardless of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.
The current salary range for this position is $60,000 to $90,000.
Seniority Level Entry level
Employment Type Full‑time
Job Function Legal
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Analyst, Compliance Consulting
role at
Kroll .
We’re looking for an Analyst to support our Compliance Consulting team. As an Analyst, you will be part of a team responsible for developing, implementing, and maintaining compliance programs for a variety of investment managers, ensuring that our client organizations adhere to their legal and regulatory requirements. You will work with client teams to conduct testing, provide training, offer guidance on compliance matters, and identify and mitigate potential risks. Our Analysts collaborate across our U.S. compliance team and more broadly across Kroll’s teams to service our client engagements.
Day To Day Responsibilities
Draft policies and procedures in accordance with the firm’s regulatory requirements.
Conduct ongoing testing and prepare annual compliance program review reports.
Prepare agendas, attend client calls, and draft follow‑up action memos.
Draft registration statements, regulatory filings, compliance training presentations, disclosure documents and provide practical guidance on compliance with the 1940 Investment Advisers Act and the 1940 Investment Company Act, among other federal securities laws.
Essential Qualifications
Undergraduate degree.
Excellent verbal and written communication and analytical skills.
Strong research and critical thinking abilities.
Desire to work with a diverse team with global reach.
Strong multi‑tasking capabilities and ability to prioritize across a range of projects.
At least 1 year of corporate experience.
Knowledge of financial industry operations.
Knowledge of federal securities laws.
Relevant industry certifications (IACCP, CAMS, CAIA, FINRA Series licenses, etc.).
Preferred Qualifications
Experience in the 1940 Investment Advisers Act and the 1940 Investment Company Act.
Familiarity with corporate governance and risk management frameworks.
Benefits (U.S.‑specific)
Healthcare coverage: comprehensive medical, dental, and vision plans.
Time off and leave policies: generous paid time off (PTO), paid company holidays, generous parental and family leave.
Protective insurances: life insurance, short‑ and long‑term disability coverage, and accident protection.
Compensation and rewards: competitive salary structures, performance‑based incentives, and merit‑based compensation reviews.
Retirement plans: 401(k) plans with company matching.
In order to be considered for a position, you must formally apply via
careers.kroll.com .
We are proud to be an equal opportunity employer and will consider all qualified applicants regardless of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.
The current salary range for this position is $60,000 to $90,000.
Seniority Level Entry level
Employment Type Full‑time
Job Function Legal
#J-18808-Ljbffr