JW Michaels & Co.
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Executive Search, Legal & Compliance, JW Michaels & Co. Seeking a Junior Compliance Associate with a law degree (JD or international equivalent) to support regulatory, compliance, and data governance teams. This role is ideal for a 2nd–3rd year law firm candidate or a lateral hire interested in building a career in investment management compliance.
Responsibilities
Assist with code of ethics administration, personal trading reviews, and conflicts monitoring.
Support regulatory filings, regulatory reporting, and operational compliance tasks.
Handle data acquisition reviews and support vendor diligence processes.
Conduct research, maintain compliance documentation, and support testing/monitoring programs.
Work closely with Compliance, Operations, and Legal leadership on ongoing initiatives.
Qualifications
Law degree required; 0–3 years’ experience in compliance, regulatory work, or a law firm setting.
Strong attention to detail and the ability to manage multiple priorities.
Interest in asset management, compliance frameworks, and regulatory oversight.
Eager to learn and grow within a high‑performing team.
Seniority Level Not Applicable
Employment Type Full‑time
Job Function Legal
Industries Law Practice and Legal Services
Location New York, NY
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Executive Search, Legal & Compliance, JW Michaels & Co. Seeking a Junior Compliance Associate with a law degree (JD or international equivalent) to support regulatory, compliance, and data governance teams. This role is ideal for a 2nd–3rd year law firm candidate or a lateral hire interested in building a career in investment management compliance.
Responsibilities
Assist with code of ethics administration, personal trading reviews, and conflicts monitoring.
Support regulatory filings, regulatory reporting, and operational compliance tasks.
Handle data acquisition reviews and support vendor diligence processes.
Conduct research, maintain compliance documentation, and support testing/monitoring programs.
Work closely with Compliance, Operations, and Legal leadership on ongoing initiatives.
Qualifications
Law degree required; 0–3 years’ experience in compliance, regulatory work, or a law firm setting.
Strong attention to detail and the ability to manage multiple priorities.
Interest in asset management, compliance frameworks, and regulatory oversight.
Eager to learn and grow within a high‑performing team.
Seniority Level Not Applicable
Employment Type Full‑time
Job Function Legal
Industries Law Practice and Legal Services
Location New York, NY
Referrals increase your chances of interviewing at JW Michaels & Co. by 2x
#J-18808-Ljbffr