Norm Ai
Senior Associate - Regulatory & Compliance
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Senior Associate - Regulatory & Compliance
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Norm Ai .
About Norm Ai Norm Ai , the leading Legal & Compliance AI company, serves a client base with a combined $30 trillion in assets under management. By turning legal code into AI code, Norm enables enterprises to move faster and more comprehensively in their legal and compliance processes with auditability, reliability, and trust. Norm’s platform combines frontier AI, proprietary legal reasoning systems, and embedded legal and regulatory expertise. The company has raised more than $140 million, backed by Blackstone, Bain Capital, Vanguard, Citi, New York Life, TIAA, Coatue, Craft Ventures, Henry R. Kravis, and Marc Benioff. Norm Ai pioneered Legal Engineering, empowering lawyers to build and supervise domain‑specific AI agents with no‑code tools. The granular LLM outputs constitute a workflow that is orchestrated logically, validated, and explained, enabling the first pass of legal workflows and detailed guidance. Norm also developed a Domain Specific Language (DSL) for representing regulatory requirements in AI code, deployed on its enterprise platform to transform workflows and apply compliance checks at the source of business activities. Norm Ai’s technology is deployed inside some of the largest and most consequential institutions in the world, and the company is growing quickly across all teams.
About Norm Law Norm Law is building the first AI‑native full‑service law firm for global institutional clients. Building on Legal Engineering, Norm Law delivers faster, more precise, and more consistent legal services. AI agents finish first passes of work; lawyers supervise, review, and focus on strategic judgment and expert advice.
This Role As an Associate on our Regulatory & Compliance team, you will apply your legal expertise to navigate complex regulatory regimes while leveraging AI agents to support client compliance programs.
You will work on matters involving the SEC, FINRA, CFTC, and other regulatory frameworks that apply to financial services and capital markets clients.
This role combines legal acumen with innovative AI‑driven workflows to enhance precision and timeliness in regulatory analysis and client advisory work.
In This Role, You’ll Support
Regulatory Analysis: Use AI agents to interpret, generate memoranda, and monitor changes to key rules, guidance, and enforcement trends.
Compliance Support: Employ AI tools to assist clients in policy mapping, control testing, and reporting.
Research Automation: Conduct efficient research on statutes, no‑action letters, and rule proposals through AI‑enabled document parsing.
Client Deliverables: Draft memos, compliance manuals, and regulatory reports enhanced by AI‑generated first drafts and validation tools.
AI Collaboration: Provide legal feedback to optimize how AI agents assist with regulatory interpretation and compliance automation.
Skills & Experience
Juris Doctor (JD); active bar admission in at least one U.S. jurisdiction.
5‑7 years in a regulatory, compliance, or financial services practice.
Experience with securities, broker‑dealer, or investment adviser regulation preferred.
Exceptional analytical and writing skills.
Interest in how AI and automation transform compliance workflows.
No prior technical AI experience required.
What Success Looks Like
30 Days: Gain fluency with firm AI tools and core regulatory frameworks.
60 Days: Independently perform AI‑assisted regulatory analysis and compliance reviews.
90 Days: Take ownership of a regulatory subject area, using AI to deliver faster, higher‑quality compliance insights for clients.
To learn more about Norm Ai, visit our
website .
#J-18808-Ljbffr
Senior Associate - Regulatory & Compliance
role at
Norm Ai .
About Norm Ai Norm Ai , the leading Legal & Compliance AI company, serves a client base with a combined $30 trillion in assets under management. By turning legal code into AI code, Norm enables enterprises to move faster and more comprehensively in their legal and compliance processes with auditability, reliability, and trust. Norm’s platform combines frontier AI, proprietary legal reasoning systems, and embedded legal and regulatory expertise. The company has raised more than $140 million, backed by Blackstone, Bain Capital, Vanguard, Citi, New York Life, TIAA, Coatue, Craft Ventures, Henry R. Kravis, and Marc Benioff. Norm Ai pioneered Legal Engineering, empowering lawyers to build and supervise domain‑specific AI agents with no‑code tools. The granular LLM outputs constitute a workflow that is orchestrated logically, validated, and explained, enabling the first pass of legal workflows and detailed guidance. Norm also developed a Domain Specific Language (DSL) for representing regulatory requirements in AI code, deployed on its enterprise platform to transform workflows and apply compliance checks at the source of business activities. Norm Ai’s technology is deployed inside some of the largest and most consequential institutions in the world, and the company is growing quickly across all teams.
About Norm Law Norm Law is building the first AI‑native full‑service law firm for global institutional clients. Building on Legal Engineering, Norm Law delivers faster, more precise, and more consistent legal services. AI agents finish first passes of work; lawyers supervise, review, and focus on strategic judgment and expert advice.
This Role As an Associate on our Regulatory & Compliance team, you will apply your legal expertise to navigate complex regulatory regimes while leveraging AI agents to support client compliance programs.
You will work on matters involving the SEC, FINRA, CFTC, and other regulatory frameworks that apply to financial services and capital markets clients.
This role combines legal acumen with innovative AI‑driven workflows to enhance precision and timeliness in regulatory analysis and client advisory work.
In This Role, You’ll Support
Regulatory Analysis: Use AI agents to interpret, generate memoranda, and monitor changes to key rules, guidance, and enforcement trends.
Compliance Support: Employ AI tools to assist clients in policy mapping, control testing, and reporting.
Research Automation: Conduct efficient research on statutes, no‑action letters, and rule proposals through AI‑enabled document parsing.
Client Deliverables: Draft memos, compliance manuals, and regulatory reports enhanced by AI‑generated first drafts and validation tools.
AI Collaboration: Provide legal feedback to optimize how AI agents assist with regulatory interpretation and compliance automation.
Skills & Experience
Juris Doctor (JD); active bar admission in at least one U.S. jurisdiction.
5‑7 years in a regulatory, compliance, or financial services practice.
Experience with securities, broker‑dealer, or investment adviser regulation preferred.
Exceptional analytical and writing skills.
Interest in how AI and automation transform compliance workflows.
No prior technical AI experience required.
What Success Looks Like
30 Days: Gain fluency with firm AI tools and core regulatory frameworks.
60 Days: Independently perform AI‑assisted regulatory analysis and compliance reviews.
90 Days: Take ownership of a regulatory subject area, using AI to deliver faster, higher‑quality compliance insights for clients.
To learn more about Norm Ai, visit our
website .
#J-18808-Ljbffr