Insight Global
Insight Global is seeking a full‑time Compliance Specialist in Kentwood, MI. The candidate will work closely with other compliance team members to ensure a high level of compliance with respect to regulatory requirements, as well as legal, operational, continuing education and financial risk management policies. The role involves working with affiliates to meet or exceed regulatory requirements and resolving any deficiencies while adhering to regulations.
Base pay range $62,000.00/yr - $68,000.00/yr
Job Location Kentwood, MI
Responsibilities
Perform principal review tasks related to social media, websites and general advertising.
Work with affiliates to answer general compliance questions.
Work with the marketing team to develop advertising best practices.
Perform data pulls for audits.
Work on general compliance projects and review activities.
Work with affiliates to resolve compliance related deficiencies.
Work on licensing requirements for additional review responsibility.
Keep up to date with relevant regulations both at the state and federal level.
Required Skills and Experience
Series 7 license.
Either Series 65, Series 66, or Series 24 license.
3+ years in a financial compliance role.
Customer focused attitude and ability to communicate effectively with multiple stakeholders and parties.
Understanding of financial audits.
Nice to Have Skills and Experience
Series 24 license.
Seniority Level Not Applicable
Employment Type Full‑time
Job Function Finance, Accounting/Auditing, and Other
Benefits
Medical insurance
Vision insurance
401(k)
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Base pay range $62,000.00/yr - $68,000.00/yr
Job Location Kentwood, MI
Responsibilities
Perform principal review tasks related to social media, websites and general advertising.
Work with affiliates to answer general compliance questions.
Work with the marketing team to develop advertising best practices.
Perform data pulls for audits.
Work on general compliance projects and review activities.
Work with affiliates to resolve compliance related deficiencies.
Work on licensing requirements for additional review responsibility.
Keep up to date with relevant regulations both at the state and federal level.
Required Skills and Experience
Series 7 license.
Either Series 65, Series 66, or Series 24 license.
3+ years in a financial compliance role.
Customer focused attitude and ability to communicate effectively with multiple stakeholders and parties.
Understanding of financial audits.
Nice to Have Skills and Experience
Series 24 license.
Seniority Level Not Applicable
Employment Type Full‑time
Job Function Finance, Accounting/Auditing, and Other
Benefits
Medical insurance
Vision insurance
401(k)
#J-18808-Ljbffr