LaSalle St. Securities
Compliance Analyst – Regulatory Oversight & Trading Support
LaSalle St. Securities, Elmhurst, Illinois, United States, 60126
An advisory-owned independent wealth management firm based in the suburbs of Chicago seeks a Compliance Analyst. The candidate will ensure compliance with regulations, maintain organized records, and support advisors. Preferred qualifications include Series 7 & 65/66 licenses and knowledge of SEC/FINRA regulations. This is an entry-level, full-time position located in Elmhurst, IL, focusing on compliance within a collaborative and team-oriented environment.
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