SageSpring Wealth Partners
Team Financial Advisor
SageSpring Wealth Partners, Brentwood, Tennessee, United States, 37027
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Team Financial Advisor
role at
SageSpring Wealth Partners
Job Summary The Financial Advisor is responsible for sourcing and educating leads to the value of an advisory relationship and once obtaining leads to clients, help them achieve and exceed their financial goals. The Financial Advisor leads his or her team effort to serve clients in a sincere, ethical, and progressive way so that long term, generational relationships are built. The position will require extensive research and analysis of client data, various planning software and various other tools to provide a clear and concise financial plan. Extensive knowledge in all areas of planning is required.
Job Duties & Responsibilities
Interacts daily on the phone and in person with prospective and existing clients including handling advanced inquiries and accepting orders.
Researches client and security information through the back office system.
Processes and follows up on client documentation for proper maintenance of accounts.
Prepares letters, forms, and spreadsheets to assist with servicing existing clients and prospecting for new clients.
Creates and maintains records and files.
Ensures required client paperwork is current with firm and industry requirements, rules and regulations.
Maintains databases and creates reports using portfolio software programs.
Assists Financial Advisors with marketing efforts for seminars and compliance approval for advertising literature.
Responsible for client meeting preparation (forms, reports, presentations, etc.)
Supervise and train additional client services staff.
Receives cross‑training and assists with other operational functions as required.
Performs other duties and responsibilities as assigned.
Minimum Requirements
Bachelor's Degree in Finance or related field
5‑7 years of prior industry experience as a Financial Planner or Advisor
Series 7, Series 65/66 registered and one or more other professional industry designations
Essential Mental Functions
Experience in related technology, software planning tools and presentations.
Extensive analytical and problem solving ability
Knowledge of investment concepts, practices, products, financial markets and procedures used in the securities industry.
Knowledge of industry regulations provided by SEC, FINRA, and related broker/dealer
General office practices, procedures, and methods
MS Excel, Word, Outlook, and Power Point proficiency
Proven team leadership skills
Client driven customer service
Physical Demands
Ability to work in a traditional professional office setting or remote equivalent
Prolonged periods of sitting at a desk and working on a computer
Ability to effectively operate computer equipment
Work schedule may vary and is determined by project schedules
Ability to efficiently operate all job‑related office equipment
Ability to communicate via telephone / computer and work in virtual teams
Must be able to lift up to 10 pounds at a time
About SageSpring This is an exciting opportunity to join a Forbes’ Best‑In‑State Wealth Advisors recipient, and the Tennessean’s Top Workplace for the last five consecutive years (2020‑2024). Since 2002, our purpose has remained the same: to educate and guide our clients to reach their highest financial goals. We listen to our clients to understand their lives, creating sensible, holistic financial plans that put their best interests first. Don’t miss your opportunity to work with a high performing team in a positive, energetic environment where you’ll know you’re truly appreciated and making a difference.
Rewards & Culture
Great Benefits – Including: Health Insurance, Dental, Vision, 401K, Life Insurance, Short‑Term and Long‑Term Disability, Paid Vacation and Holidays.
#1 Culture – Join and grow in an award‑winning culture where you’ll look forward to Monday.
Inspiring Leadership – Our leaders truly embody the definition of servant leadership. They inspire our teams to flourish through an energetic, positive, fun, and highly supportive work environment.
Team Engagement – Build genuinely special relationships and bonds throughout your team and across the company and partners.
High Performance - Our motto, “Humble, Hungry, and Smart,” is truly exemplified from the top down.
Continuing Education - Let us help you transform your career goals and educational accomplishments into opportunities and successes.
Community Involvement – We’re passionate about supporting our community and encourage each office to choose a charity or cause to champion.
SageSpring Wealth Partners affirms our commitment to make reasonable accommodation for employees with disabilities, unless the accommodation would impose an undue hardship on the operation of our business. Please see the Human Resources Department for additional information.
Seniority level
Mid‑Senior level
Employment type
Full‑time
Job function
Finance and Sales
#J-18808-Ljbffr
Team Financial Advisor
role at
SageSpring Wealth Partners
Job Summary The Financial Advisor is responsible for sourcing and educating leads to the value of an advisory relationship and once obtaining leads to clients, help them achieve and exceed their financial goals. The Financial Advisor leads his or her team effort to serve clients in a sincere, ethical, and progressive way so that long term, generational relationships are built. The position will require extensive research and analysis of client data, various planning software and various other tools to provide a clear and concise financial plan. Extensive knowledge in all areas of planning is required.
Job Duties & Responsibilities
Interacts daily on the phone and in person with prospective and existing clients including handling advanced inquiries and accepting orders.
Researches client and security information through the back office system.
Processes and follows up on client documentation for proper maintenance of accounts.
Prepares letters, forms, and spreadsheets to assist with servicing existing clients and prospecting for new clients.
Creates and maintains records and files.
Ensures required client paperwork is current with firm and industry requirements, rules and regulations.
Maintains databases and creates reports using portfolio software programs.
Assists Financial Advisors with marketing efforts for seminars and compliance approval for advertising literature.
Responsible for client meeting preparation (forms, reports, presentations, etc.)
Supervise and train additional client services staff.
Receives cross‑training and assists with other operational functions as required.
Performs other duties and responsibilities as assigned.
Minimum Requirements
Bachelor's Degree in Finance or related field
5‑7 years of prior industry experience as a Financial Planner or Advisor
Series 7, Series 65/66 registered and one or more other professional industry designations
Essential Mental Functions
Experience in related technology, software planning tools and presentations.
Extensive analytical and problem solving ability
Knowledge of investment concepts, practices, products, financial markets and procedures used in the securities industry.
Knowledge of industry regulations provided by SEC, FINRA, and related broker/dealer
General office practices, procedures, and methods
MS Excel, Word, Outlook, and Power Point proficiency
Proven team leadership skills
Client driven customer service
Physical Demands
Ability to work in a traditional professional office setting or remote equivalent
Prolonged periods of sitting at a desk and working on a computer
Ability to effectively operate computer equipment
Work schedule may vary and is determined by project schedules
Ability to efficiently operate all job‑related office equipment
Ability to communicate via telephone / computer and work in virtual teams
Must be able to lift up to 10 pounds at a time
About SageSpring This is an exciting opportunity to join a Forbes’ Best‑In‑State Wealth Advisors recipient, and the Tennessean’s Top Workplace for the last five consecutive years (2020‑2024). Since 2002, our purpose has remained the same: to educate and guide our clients to reach their highest financial goals. We listen to our clients to understand their lives, creating sensible, holistic financial plans that put their best interests first. Don’t miss your opportunity to work with a high performing team in a positive, energetic environment where you’ll know you’re truly appreciated and making a difference.
Rewards & Culture
Great Benefits – Including: Health Insurance, Dental, Vision, 401K, Life Insurance, Short‑Term and Long‑Term Disability, Paid Vacation and Holidays.
#1 Culture – Join and grow in an award‑winning culture where you’ll look forward to Monday.
Inspiring Leadership – Our leaders truly embody the definition of servant leadership. They inspire our teams to flourish through an energetic, positive, fun, and highly supportive work environment.
Team Engagement – Build genuinely special relationships and bonds throughout your team and across the company and partners.
High Performance - Our motto, “Humble, Hungry, and Smart,” is truly exemplified from the top down.
Continuing Education - Let us help you transform your career goals and educational accomplishments into opportunities and successes.
Community Involvement – We’re passionate about supporting our community and encourage each office to choose a charity or cause to champion.
SageSpring Wealth Partners affirms our commitment to make reasonable accommodation for employees with disabilities, unless the accommodation would impose an undue hardship on the operation of our business. Please see the Human Resources Department for additional information.
Seniority level
Mid‑Senior level
Employment type
Full‑time
Job function
Finance and Sales
#J-18808-Ljbffr