Senior SBSD Compliance Lead — SEC/FINRA Expert

A global financial services provider is seeking a Senior Compliance Officer to lead the compliance program for their Security Based Swap Dealer (SBSD). This role requires 7 to 10 years of related experience along with deep knowledge of SEC and FINRA regulations. The successful candidate will work closely with internal teams to ensure adherence to compliance requirements and will provide regular updates to management. The position offers a hybrid work schedule, with a base salary ranging from $150K to $190K, depending on experience. #J-18808-Ljbffr