Moneta
Company Description
MONETA is an independent Registered Investment Advisor (RIA) wholly focused on going further for our clients. We are one firm with many solutions and we provide a full spectrum of financial advisory services, but our true purpose is centered on building relationships and providing exceptional service to our clients around the globe. For that reason, we’ve built an entrepreneurial business model organized around our clients. Our Partner-led teams are empowered to serve only in the best interest of their clients. Plus, our independence means that we are never beholden to stakeholders or parent companies. We also have the unique ability to trace our history back nearly 150 years, demonstrating our ability to evolve to meet the needs of those we serve.
Job Description The M&A Specialist works closely with the transition team and custodian partners to ensure a smooth transition of new advisor teams to the Moneta platform.
Essential Responsibilities
Implement the client onboarding and, if applicable, custodian transition plan
Manage the client paperwork process including:
Preparation, delivery, and processing of client paperwork
Status monitoring and tracking
Coordination with custodian contacts to resolve issues
Regular communication of progress and open items
Research requirements for account transfers and special account needs
Organize, analyze, and implement transition of required data and records to Moneta systems
Execute client servicing tasks as assigned to assist the advisor team with the volume of client servicing needs post transition
Identify efficiencies in existing processes and procedures to foster continuous improvement for onboarding process and advisor teams
Stay up to speed with custodian requirements, process changes, and Moneta systems
Qualifications
B.S. Business, Finance, or related field preferred
One year or more of relevant experience
Proficient in Microsoft Office applications; Salesforce CRM and DocuSign preferred
Additional Information
This is a full-time, exempt, salary position and reports to the VP of Practice Management
Paid holidays
Paid time off (PTO)
Employer cost-shared medical and dental insurance
Employer paid short-term disability, long-term disability, AD&D insurance, and basic life insurance
401k Match – 50% of employee contributions up to 6% of compensation
Discretionary annual profit-sharing bonus
Paid parental leave
Professional development reimbursement
Paid volunteer time off (VTO)
Employee referral incentive bonus program
Onsite wellness programs & rewards
Employee engagement activities
Moneta is a fiduciary fee-only Registered Investment Advisory firm and unable to hold securities licenses with the exception of Series 65. We also do not allow outside business activities, insurance commissions and/or trails.
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Job Description The M&A Specialist works closely with the transition team and custodian partners to ensure a smooth transition of new advisor teams to the Moneta platform.
Essential Responsibilities
Implement the client onboarding and, if applicable, custodian transition plan
Manage the client paperwork process including:
Preparation, delivery, and processing of client paperwork
Status monitoring and tracking
Coordination with custodian contacts to resolve issues
Regular communication of progress and open items
Research requirements for account transfers and special account needs
Organize, analyze, and implement transition of required data and records to Moneta systems
Execute client servicing tasks as assigned to assist the advisor team with the volume of client servicing needs post transition
Identify efficiencies in existing processes and procedures to foster continuous improvement for onboarding process and advisor teams
Stay up to speed with custodian requirements, process changes, and Moneta systems
Qualifications
B.S. Business, Finance, or related field preferred
One year or more of relevant experience
Proficient in Microsoft Office applications; Salesforce CRM and DocuSign preferred
Additional Information
This is a full-time, exempt, salary position and reports to the VP of Practice Management
Paid holidays
Paid time off (PTO)
Employer cost-shared medical and dental insurance
Employer paid short-term disability, long-term disability, AD&D insurance, and basic life insurance
401k Match – 50% of employee contributions up to 6% of compensation
Discretionary annual profit-sharing bonus
Paid parental leave
Professional development reimbursement
Paid volunteer time off (VTO)
Employee referral incentive bonus program
Onsite wellness programs & rewards
Employee engagement activities
Moneta is a fiduciary fee-only Registered Investment Advisory firm and unable to hold securities licenses with the exception of Series 65. We also do not allow outside business activities, insurance commissions and/or trails.
#J-18808-Ljbffr