Regional Compliance Leader – Financial Services Audits

A major financial services provider based in New York is seeking a Compliance Auditor. This role involves conducting audits of financial professionals, advising on firm policies, and providing compliance reports. Ideal candidates will have 5-10 years of experience in the financial services sector, strong skills in risk management, and relevant FINRA registrations. The position offers a competitive salary between $85,000 and $90,000 with comprehensive benefits and requires approximately 30% travel. #J-18808-Ljbffr