Capital One
Principal Associate Risk Advisor at Capital One
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Principal Associate Risk Advisor
role at Capital One.
As a Principal Associate Risk Advisor in Capital One’s Operational Risk Management (ORM) Department, you will apply your analytical, organizational, risk management, project management, and communication skills to help advance Capital One’s capabilities to effectively manage operational risk. A successful Risk Advisor operates from a foundation of knowledge about the Line of Business with whom they are working, including processes, risks and associated controls, and good risk management practices. Risk Advisors have a broad level of exposure across the lines of business and have the opportunity to work with the business to create and implement solutions to appropriately manage risks within the business divisions.
As an Operational Risk Advisor, you will be responsible for working with business partners to identify and consult on potential risks to the business units. You will collaborate closely with associates across all lines of defense, business units, and other risk management teams to perform and support the work related to further maturing risk management practices. Operational Principal Associate Risk Advisors Risk Advisors are experienced risk managers that serve as the liaisons between ORM and the business divisions.
Responsibilities
Provide 2nd line effective challenge and advice to the 1st line on their execution of various risk assessment processes, including Risk and Control Self Assessments (RCSA), Process Level Assessments (PLA), Product Risk Assessment (PRA), Launch initiatives and others.
Ensure results of effective challenge activities are properly documented and communicated, and perform detailed data analysis to identify risks, problem areas, and development/completion of remediation plans.
Serve as subject matter expert to Business Risk Office (BRO) and Independent Risk Management (IRM) functions in the assessment of operational risk.
Collaborate effectively across multiple organizations such as Operational Risk Management, Risk Oversight Programs, Enterprise Risk Management, Business Risk Offices, Internal Audit etc. to achieve objectives.
Build relationships and become a trusted advisor to the first line Business Risk Office.
Actively participate in team oriented efforts to advance the mission of the ORM function.
Be proficient in Enterprise Risk Management’s Risk and Control Standards.
Basic Qualifications
Bachelor's Degree or military experience.
At least 3 years of risk management experience in first, second, or third line of defense.
Preferred Qualifications
Master’s Degree in Business Management, Information Technology, Accounting, or Economics.
4+ years of risk management experience within financial services.
4+ years of risk management, compliance or legal oversight experience with a payments network.
5+ years of Project/Program Management experience leading cross functional programs in Risk.
Experience with payments network operational processes. Experience creating presentations with PowerPoint or Google Slides.
Internal Risk management certification such as: Certified Third-Party Risk Professional (CTPRP), ABA Operational Risk Management.
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Salary McLean, VA: $117,300 - $133,900.
Richmond, VA: $106,700 - $121,700.
Riverwoods, IL: $106,700 - $121,700.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
Seniority Level
Mid-Senior level
Employment Type
Full-time
Job Function
Finance and Sales
No agencies please.
Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com.
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
#J-18808-Ljbffr
Principal Associate Risk Advisor
role at Capital One.
As a Principal Associate Risk Advisor in Capital One’s Operational Risk Management (ORM) Department, you will apply your analytical, organizational, risk management, project management, and communication skills to help advance Capital One’s capabilities to effectively manage operational risk. A successful Risk Advisor operates from a foundation of knowledge about the Line of Business with whom they are working, including processes, risks and associated controls, and good risk management practices. Risk Advisors have a broad level of exposure across the lines of business and have the opportunity to work with the business to create and implement solutions to appropriately manage risks within the business divisions.
As an Operational Risk Advisor, you will be responsible for working with business partners to identify and consult on potential risks to the business units. You will collaborate closely with associates across all lines of defense, business units, and other risk management teams to perform and support the work related to further maturing risk management practices. Operational Principal Associate Risk Advisors Risk Advisors are experienced risk managers that serve as the liaisons between ORM and the business divisions.
Responsibilities
Provide 2nd line effective challenge and advice to the 1st line on their execution of various risk assessment processes, including Risk and Control Self Assessments (RCSA), Process Level Assessments (PLA), Product Risk Assessment (PRA), Launch initiatives and others.
Ensure results of effective challenge activities are properly documented and communicated, and perform detailed data analysis to identify risks, problem areas, and development/completion of remediation plans.
Serve as subject matter expert to Business Risk Office (BRO) and Independent Risk Management (IRM) functions in the assessment of operational risk.
Collaborate effectively across multiple organizations such as Operational Risk Management, Risk Oversight Programs, Enterprise Risk Management, Business Risk Offices, Internal Audit etc. to achieve objectives.
Build relationships and become a trusted advisor to the first line Business Risk Office.
Actively participate in team oriented efforts to advance the mission of the ORM function.
Be proficient in Enterprise Risk Management’s Risk and Control Standards.
Basic Qualifications
Bachelor's Degree or military experience.
At least 3 years of risk management experience in first, second, or third line of defense.
Preferred Qualifications
Master’s Degree in Business Management, Information Technology, Accounting, or Economics.
4+ years of risk management experience within financial services.
4+ years of risk management, compliance or legal oversight experience with a payments network.
5+ years of Project/Program Management experience leading cross functional programs in Risk.
Experience with payments network operational processes. Experience creating presentations with PowerPoint or Google Slides.
Internal Risk management certification such as: Certified Third-Party Risk Professional (CTPRP), ABA Operational Risk Management.
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Salary McLean, VA: $117,300 - $133,900.
Richmond, VA: $106,700 - $121,700.
Riverwoods, IL: $106,700 - $121,700.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
Seniority Level
Mid-Senior level
Employment Type
Full-time
Job Function
Finance and Sales
No agencies please.
Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com.
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
#J-18808-Ljbffr