E-Surveillance Compliance Analyst (Broker-Dealer)

A prominent financial services firm in New York is seeking a Compliance Analyst to ensure adherence to compliance standards and regulations. This role involves monitoring electronic surveillance systems, investigating suspicious activities, and documenting compliance violations. Candidates should have over 2 years of experience in compliance or e-surveillance at a Broker-Dealer. This full-time position requires a keen attention to detail and strong analytical skills, providing an excellent opportunity for career growth in a dynamic environment. #J-18808-Ljbffr