Senior Broker-Dealer Compliance Manager

A leading cryptocurrency company is seeking an experienced compliance officer to provide oversight for their broker-dealer operations. The ideal candidate will have over 7 years of experience in retail compliance, knowledge of FINRA regulations, and the ability to thrive in a fast-paced environment. You will collaborate with various teams to ensure compliance, respond to regulatory inquiries, and help develop effective compliance programs. This role requires a proactive approach to problem-solving and a commitment to excellence. #J-18808-Ljbffr