Raymond James Financial, Inc.
CAT/CAIS Regulatory Reporting Analyst (Remote)
Raymond James Financial, Inc., Little Rock, Arkansas, United States, 72208
A major financial firm is seeking a detail-oriented Regulatory Operations Analyst to support compliance operations and manage non-financial regulatory reporting. This role requires expertise in CAT and CAIS reporting and offers a hybrid work schedule with in-office days. Responsibilities include producing regulatory reports, collaborating with teams, and interpreting compliance rules. Candidates must hold SIE and Series 99 certifications. This position is ideal for those looking to grow in a regulatory environment.
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