Oliver James Associates Ltd.
Compliance Analyst II – Broker-Dealer Compliance & Regulation
Oliver James Associates Ltd., Bolingbrook, Illinois, United States, 60440
A recruiting firm is seeking a Compliance Analyst to join the regulatory compliance team in Bolingbrook, IL. The role involves monitoring regulations, assisting with regulatory filings, and supporting compliance policies. Candidates should have 2-4 years of experience in a broker-dealer or similar institution, a Bachelor's degree in a relevant field, and a solid understanding of U.S. regulatory frameworks like FINRA and SEC. The position offers competitive compensation and opportunities for professional growth.
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