CFA Institute
Audit Manager I - VP, Wealth & Fiduciary
CFA Institute, Charlotte, North Carolina, United States, 28245
The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Wealth and Fiduciary Audit team. The overall objective is to utilize in-depth subject matter expertise to ensure that the firm meets audit standards and regulations and to work with business leaders to determine solutions for emerging issues.
Responsibilities
Consistently develop, execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards
Review and approve the Business Monitoring Quarterly summary and serve as lead reviewer for all reviews
Collaborate with teams across the business and determine impact on overall control environment and audit approach
Manage audit activities for a component of a product line, function, or legal entity at the regional or country level
Leverage a comprehensive expertise to manage a team
Advise the business on change initiatives, while advancing integrated auditing concepts and technology adoption
Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to develop approaches for broader corporate issues
Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or function area
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
Assist the Wealth Audit team in managing Internal Audit engagements
Assist the Fiduciary SME team in fiduciary audit plan monitoring, review, and reporting
Qualifications
6-10 years of relevant experience
Related certifications (CPA, CFIRS, ACA, CFA, CIA, CISA or similar) preferred
Effective comprehension of business side of audit function and subject matter expertise regarding technology application
Effective verbal, written and negotiation skills
Effective project management skills
Effective influencing and relationship management skills
Demonstrated ability to remain unbiased in a diverse working environment
Experience/familiarity with wealth, asset management and investment advisory products/services and back‑office operations
Basic understanding of fiduciary principles and wealth management industry regulations (i.e. OCC Regulation 9, Investment Advisers Act, Regulation Best Interest)
Maintain or be willing to obtain Certified Fiduciary and Investment Risk Specialist (CFIRS)
Education
Bachelor's/University degree, Master's degree preferred
Location
Position will relocate to 11225 N Community House Road, Charlotte, NC 28277 in first quarter 2026
Job Family Group Internal Audit
Job Family Audit
Time Type Full time
Primary Location Charlotte, North Carolina, United States
Salary Range $107,120.00 - $160,680.00
Benefits Citi offers competitive employee benefits, including medical, dental & vision coverage; 401(k); life, accident, and disability insurance; wellness programs; paid time off packages (vacation, sick leave, and paid holidays). For additional information regarding Citi employee benefits, please visit citibenefits.com.
Most Relevant Skills Control Monitoring, Data Analysis, Industry Knowledge, Issue Management, Laws and Regulations, Professional Standards, Risk Management, Root Cause Analysis.
Other Relevant Skills For complementary skills, please see above and/or contact the recruiter.
Posting Close Date Dec 25, 2025
EEO Statement Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity, review
Accessibility at Citi .
View Citi's EEO Policy Statement and the Know Your Rights poster.
#J-18808-Ljbffr
Responsibilities
Consistently develop, execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards
Review and approve the Business Monitoring Quarterly summary and serve as lead reviewer for all reviews
Collaborate with teams across the business and determine impact on overall control environment and audit approach
Manage audit activities for a component of a product line, function, or legal entity at the regional or country level
Leverage a comprehensive expertise to manage a team
Advise the business on change initiatives, while advancing integrated auditing concepts and technology adoption
Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to develop approaches for broader corporate issues
Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or function area
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
Assist the Wealth Audit team in managing Internal Audit engagements
Assist the Fiduciary SME team in fiduciary audit plan monitoring, review, and reporting
Qualifications
6-10 years of relevant experience
Related certifications (CPA, CFIRS, ACA, CFA, CIA, CISA or similar) preferred
Effective comprehension of business side of audit function and subject matter expertise regarding technology application
Effective verbal, written and negotiation skills
Effective project management skills
Effective influencing and relationship management skills
Demonstrated ability to remain unbiased in a diverse working environment
Experience/familiarity with wealth, asset management and investment advisory products/services and back‑office operations
Basic understanding of fiduciary principles and wealth management industry regulations (i.e. OCC Regulation 9, Investment Advisers Act, Regulation Best Interest)
Maintain or be willing to obtain Certified Fiduciary and Investment Risk Specialist (CFIRS)
Education
Bachelor's/University degree, Master's degree preferred
Location
Position will relocate to 11225 N Community House Road, Charlotte, NC 28277 in first quarter 2026
Job Family Group Internal Audit
Job Family Audit
Time Type Full time
Primary Location Charlotte, North Carolina, United States
Salary Range $107,120.00 - $160,680.00
Benefits Citi offers competitive employee benefits, including medical, dental & vision coverage; 401(k); life, accident, and disability insurance; wellness programs; paid time off packages (vacation, sick leave, and paid holidays). For additional information regarding Citi employee benefits, please visit citibenefits.com.
Most Relevant Skills Control Monitoring, Data Analysis, Industry Knowledge, Issue Management, Laws and Regulations, Professional Standards, Risk Management, Root Cause Analysis.
Other Relevant Skills For complementary skills, please see above and/or contact the recruiter.
Posting Close Date Dec 25, 2025
EEO Statement Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity, review
Accessibility at Citi .
View Citi's EEO Policy Statement and the Know Your Rights poster.
#J-18808-Ljbffr