Threadneedle group
Senior Compliance Manager - Field & OSJ
Threadneedle group, Minneapolis, Minnesota, United States, 55400
A diversified financial services leader is seeking a Compliance Manager/Officer in Minneapolis. This role involves conducting inspections and ensuring compliance with regulatory standards. Candidates should have a Bachelor's Degree, relevant experience, and knowledge of FINRA and SEC rules. Strong analytical and communication skills are essential. The estimated salary is $87,400 - $120,200 annually, with additional bonuses and benefits.
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