Bank Julius Bär & Co. Ltd.
Compliance Risk Officer page is loaded## Compliance Risk Officerlocations:
Madridtime type:
Full timeposted on:
Posted Todayjob requisition id:
r-17007At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.TThe Compliance Risk Officer is part of the Compliance Consolidated Supervision (CCS) Competence Center. This mission aims at supporting the CCS team mainly for the performance of Compliance controls, periodical and thematic reviews. The Compliance Consolidated Supervision Competence Center is active in all areas where BJBE needs to maintain the ongoing compliance with the applicable regulations, which are under the Compliance framework, this includes AML/CTF, Tax Compliance, Sanctions & Embargoes, Fraud, MiFID 2, IDD, Market Abuse, CoI, etc… The mission of Compliance is to support the Senior Management in ensuring compliance with external and internal regulations by actively managing regulatory and reputational risks## **YOUR CHALLENGE*****General/ Compliance Culture**** Preparing all documents required by Internal and External auditors* Complying with the BJBE standards, processes and controls in line with the regulatory framework as well as with the supervisor’s and auditor’s requirements* Ensuring excellent and evolving knowledge of all European regulations applicable to BJBE, industry best practice and in-house policies and procedures* Get an insight in relevant departments (e.g. Legal, Risk Management, Product Management or Relationship Management) in order to get to know the interfaces and to understand the business model of the bank as well as the respective responsibility of compliance (“2nd Line of Defence”)* Stay updated on any regulatory changes with relevance to regulatory compliance* Communicating effectively and efficiently with all the required departments within the Bank, with the local management as well as all other parties* Participate in compliance related projects## ***Compliance Programme**** Performing regulatory compliance controls as per the BJBE Compliance control plan* Participating to the BJBE risk assessment and the Compliance risk assessment* Performing thematic reviews* Preparing regular and ad-hoc reports for BJBE Management and Compliance Head Office with regard to the execution of compliance activities and respective outcomes* Providing advice and support to Front Officers on CCS matters## **YOUR PROFILE**## Personal and social* Ability to deep dive and tackle topics “hands on” when required* Able to communicate with impact as well as build and maintain sound relationships with stakeholders locally and globally* Strong ability to work solution oriented with a pragmatic approach* Strong hands-on mentality which allows you to react flexible on ad-hoc requirement* Detail oriented and demonstrate a high readiness of mind* Ability to work under pressure, autonomously and within a team* Excellent analytical skills and resilience* Strong negotiator## Professional and Technical* Bachelor’s degree in Economics, Legal or Compliance or equivalent* Minimum 2 years professional experience as a Compliance Officer (“2nd Line of Defence”) or a similar position in a Compliance Department of a Bank or in the Financial Sector, preferably in Private Banking* Experience in Private Banking and/or in an internationally reputable consulting / audit firm* Good understanding of Luxembourg and European laws and regulations relevant to private banking activity* Excellent verbal and writing skills in English to prepare clear, concise reports with minimal supervision; every further foreign language would be an added advantageWe are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our .**job alert** by creating a candidate account .[](blob:https://juliusbaer.wd3.myworkdayjobs.com/15efcb3a-5168-4508-a500-dee9ad23c46f)0:00 / 2:38**The** **international reference in wealth management**Julius Baer is the leading Swiss wealth management group. We focus on servicing and advising sophisticated private clients from around the world, taking into account what truly matters to them – in their business and personal life, today and for future generations.Headquartered in Zurich, we are present in around 60 locations worldwide, including Bangkok, Dubai, Dublin, Frankfurt, Geneva, Hong Kong, London, Luxembourg, Madrid, Mexico City, Milan, Monaco, Mumbai, Santiago de Chile, Shanghai, Singapore, Tel Aviv, and Tokyo.At Julius Baer our employees enjoy the benefits of a global company with the support and collegiality of a much smaller one. We are growing quickly, but we remain dedicated to maintaining our accessible structure with flat hierarchies, and approachable and supportive leaders.With offices around the world, we offer an international and stimulating work environment and the opportunity to work with a diverse team of highly motivated colleagues, bringing the best of the bank to our clients.
Our core values of Care, Passion, and Excellence define the tone of how we interact with each other and our partners. **Committed to your success**Whether nurturing young talent with our renowned apprentice scheme, enabling ambitious university graduates to put theory into practice with our Graduate Programme, or providing first-class opportunities for experienced professionals, we look after our employees. We believe in continuous learning as a company and as individuals, which is why we put a focus on the health and well-being of our employees and offer flexible working options, a wide array of benefits, and extensive career development programmes.For more information visit
or contact us via the
.For recruiting agents, please see the additional information . #J-18808-Ljbffr
Madridtime type:
Full timeposted on:
Posted Todayjob requisition id:
r-17007At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.TThe Compliance Risk Officer is part of the Compliance Consolidated Supervision (CCS) Competence Center. This mission aims at supporting the CCS team mainly for the performance of Compliance controls, periodical and thematic reviews. The Compliance Consolidated Supervision Competence Center is active in all areas where BJBE needs to maintain the ongoing compliance with the applicable regulations, which are under the Compliance framework, this includes AML/CTF, Tax Compliance, Sanctions & Embargoes, Fraud, MiFID 2, IDD, Market Abuse, CoI, etc… The mission of Compliance is to support the Senior Management in ensuring compliance with external and internal regulations by actively managing regulatory and reputational risks## **YOUR CHALLENGE*****General/ Compliance Culture**** Preparing all documents required by Internal and External auditors* Complying with the BJBE standards, processes and controls in line with the regulatory framework as well as with the supervisor’s and auditor’s requirements* Ensuring excellent and evolving knowledge of all European regulations applicable to BJBE, industry best practice and in-house policies and procedures* Get an insight in relevant departments (e.g. Legal, Risk Management, Product Management or Relationship Management) in order to get to know the interfaces and to understand the business model of the bank as well as the respective responsibility of compliance (“2nd Line of Defence”)* Stay updated on any regulatory changes with relevance to regulatory compliance* Communicating effectively and efficiently with all the required departments within the Bank, with the local management as well as all other parties* Participate in compliance related projects## ***Compliance Programme**** Performing regulatory compliance controls as per the BJBE Compliance control plan* Participating to the BJBE risk assessment and the Compliance risk assessment* Performing thematic reviews* Preparing regular and ad-hoc reports for BJBE Management and Compliance Head Office with regard to the execution of compliance activities and respective outcomes* Providing advice and support to Front Officers on CCS matters## **YOUR PROFILE**## Personal and social* Ability to deep dive and tackle topics “hands on” when required* Able to communicate with impact as well as build and maintain sound relationships with stakeholders locally and globally* Strong ability to work solution oriented with a pragmatic approach* Strong hands-on mentality which allows you to react flexible on ad-hoc requirement* Detail oriented and demonstrate a high readiness of mind* Ability to work under pressure, autonomously and within a team* Excellent analytical skills and resilience* Strong negotiator## Professional and Technical* Bachelor’s degree in Economics, Legal or Compliance or equivalent* Minimum 2 years professional experience as a Compliance Officer (“2nd Line of Defence”) or a similar position in a Compliance Department of a Bank or in the Financial Sector, preferably in Private Banking* Experience in Private Banking and/or in an internationally reputable consulting / audit firm* Good understanding of Luxembourg and European laws and regulations relevant to private banking activity* Excellent verbal and writing skills in English to prepare clear, concise reports with minimal supervision; every further foreign language would be an added advantageWe are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our .**job alert** by creating a candidate account .[](blob:https://juliusbaer.wd3.myworkdayjobs.com/15efcb3a-5168-4508-a500-dee9ad23c46f)0:00 / 2:38**The** **international reference in wealth management**Julius Baer is the leading Swiss wealth management group. We focus on servicing and advising sophisticated private clients from around the world, taking into account what truly matters to them – in their business and personal life, today and for future generations.Headquartered in Zurich, we are present in around 60 locations worldwide, including Bangkok, Dubai, Dublin, Frankfurt, Geneva, Hong Kong, London, Luxembourg, Madrid, Mexico City, Milan, Monaco, Mumbai, Santiago de Chile, Shanghai, Singapore, Tel Aviv, and Tokyo.At Julius Baer our employees enjoy the benefits of a global company with the support and collegiality of a much smaller one. We are growing quickly, but we remain dedicated to maintaining our accessible structure with flat hierarchies, and approachable and supportive leaders.With offices around the world, we offer an international and stimulating work environment and the opportunity to work with a diverse team of highly motivated colleagues, bringing the best of the bank to our clients.
Our core values of Care, Passion, and Excellence define the tone of how we interact with each other and our partners. **Committed to your success**Whether nurturing young talent with our renowned apprentice scheme, enabling ambitious university graduates to put theory into practice with our Graduate Programme, or providing first-class opportunities for experienced professionals, we look after our employees. We believe in continuous learning as a company and as individuals, which is why we put a focus on the health and well-being of our employees and offer flexible working options, a wide array of benefits, and extensive career development programmes.For more information visit
or contact us via the
.For recruiting agents, please see the additional information . #J-18808-Ljbffr