Regulatory Risk & Compliance Operations Analyst

A financial services firm is seeking an experienced Compliance Analyst to monitor client asset possession, ensure compliance with industry regulations, and assist in regulatory reporting. Candidates should possess a Bachelor’s degree and at least two years of experience in financial services, along with SIE and Series 99 licenses. This role includes problem-solving and improving operational efficiency. Benefits include medical, dental, and a 401K plan, with a pay range of $28.45 - $37.93 per hour. #J-18808-Ljbffr