Moomoo Inc.
VP of AML Compliance: Regulatory Risk Leader
Moomoo Inc., Dallas, Texas, United States, 75215
A leading financial services firm is looking for a VP/AML Compliance to oversee and manage their compliance program. The role requires significant AML experience within a FINRA-registered broker-dealer, with responsibilities including monitoring compliance with regulations and leading a dedicated team. Applicants should have the FINRA Series 7 and Series 24 licenses, alongside excellent communication skills. The expected salary for this role ranges from $125,000 to $165,000 and is located in Texas, with no remote options available.
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