TIAA
Brokerage Trading Analyst - Research & Compliance
TIAA, Charlotte, North Carolina, United States, 28245
A leading financial services firm based in Charlotte, NC, is hiring for a role requiring significant brokerage experience and active FINRA Series 7 and 63 licensures. Responsibilities include analyzing companies, facilitating trade processing, and ensuring compliance with trading regulations. Candidates should possess strong analytical skills and the ability to collaborate effectively within teams. The position offers a dynamic role with potential for career development in a supportive environment.
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