Hybrid Field Compliance Director — Supervisory Oversight

A leading financial services firm is seeking a Field Supervision Director to oversee client communications and ensure compliance. The role requires managing departmental efforts related to electronic communications and regulatory obligations. Candidates should have at least 5 years of securities industry experience, with a strong preference for compliance background. A Series 7 license and the ability to obtain further certifications are necessary. This position is hybrid, requiring in-office work three days a week in Tempe, AZ. #J-18808-Ljbffr