United Bank of Southwest Alabama & Northwest Florida
Assistant Auditor
United Bank of Southwest Alabama & Northwest Florida, Atmore, Alabama, United States, 36502
Job Function / Summary
The Assistant Auditor supports the internal audit function by reviewing financial records, ensuring accuracy, and evaluating compliance with required regulations and internal policies. The Assistant Auditor is responsible for conducting data analysis, preparing audit documentation, and identifying discrepancies. This role assists in evaluating the effectiveness of governance, risk management, and internal control processes across branches and business units. Primary Duties & Responsibilities
Audit Fieldwork and Testing
Perform prescribed audit procedures for branch audits, loan audits, financial audits, etc. with minimal supervision Perform and complete audits on a timely basis Maintain independence and objectivity in audit activities Interpret test results and make recommendations for any necessary enhancements to a current process Documentation and Reporting
Maintain detailed workpapers for audit procedures performed Identify control gaps, process weaknesses, non-compliance with policies/regulations, or inefficiencies Assist in preparing detailed audit reports that include scope, objectives, procedures performed, findings, and recommendations for management review Assist in communicating results to management Risk and Control Analysis
Evaluate adequacy, adherence, and efficiency of internal controls within assigned areas Participate in risk assessments, branch risk scoring, and annual audit planning activities Assist with internal control testing by performing ongoing testing to verify adherence to established controls for multiple business units including accounting, operations, retail, and administrative functions Test validity of transactions/controls and review for proper approval Follow-Up and Monitoring
Track open audit findings and document remediation progress Support continuous monitoring activities and periodic reporting to management and audit committee Operational and Audit Support
Assist with the preparation of documentation for external request lists for regulatory exams and external audits Work closely with the internal auditor for testing needs throughout the year Organize and prepare requested documentation for all external audit engagements Assist with special reviews as requested to test and review the appropriateness of policy and procedures, surprise audits, or fraud inquiries as directed Other duties as assigned by management.
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The Assistant Auditor supports the internal audit function by reviewing financial records, ensuring accuracy, and evaluating compliance with required regulations and internal policies. The Assistant Auditor is responsible for conducting data analysis, preparing audit documentation, and identifying discrepancies. This role assists in evaluating the effectiveness of governance, risk management, and internal control processes across branches and business units. Primary Duties & Responsibilities
Audit Fieldwork and Testing
Perform prescribed audit procedures for branch audits, loan audits, financial audits, etc. with minimal supervision Perform and complete audits on a timely basis Maintain independence and objectivity in audit activities Interpret test results and make recommendations for any necessary enhancements to a current process Documentation and Reporting
Maintain detailed workpapers for audit procedures performed Identify control gaps, process weaknesses, non-compliance with policies/regulations, or inefficiencies Assist in preparing detailed audit reports that include scope, objectives, procedures performed, findings, and recommendations for management review Assist in communicating results to management Risk and Control Analysis
Evaluate adequacy, adherence, and efficiency of internal controls within assigned areas Participate in risk assessments, branch risk scoring, and annual audit planning activities Assist with internal control testing by performing ongoing testing to verify adherence to established controls for multiple business units including accounting, operations, retail, and administrative functions Test validity of transactions/controls and review for proper approval Follow-Up and Monitoring
Track open audit findings and document remediation progress Support continuous monitoring activities and periodic reporting to management and audit committee Operational and Audit Support
Assist with the preparation of documentation for external request lists for regulatory exams and external audits Work closely with the internal auditor for testing needs throughout the year Organize and prepare requested documentation for all external audit engagements Assist with special reviews as requested to test and review the appropriateness of policy and procedures, surprise audits, or fraud inquiries as directed Other duties as assigned by management.
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