Raymond James
Branch Operations Manager - Burlington, VT, Latham, NY or Saratoga Springs, NY
Raymond James, Saratoga Springs, New York, United States
Overview
Branch Operations Manager - Burlington, VT, Latham, NY or Saratoga Springs, NY. Under branch manager direction, manage the overall operational efficiency of the branch office. Direct day-to-day operational functions, ensuring compliance with firm and regulatory policies and procedures. Use extensive knowledge and experience to identify, research, analyze and resolve complex issues. Responsibilities
Performs back-up for all operational functions as required by workloads and absences. Works directly with home office personnel to coordinate branch-home office workflow. Completes self-audit of branch procedures. Assists Branch Manager with confidential matters and compliance visits and replies. Assists Branch Manager with controlling expenses and operating at peak efficiencies. Oversees ordering of supplies, purchase orders and postage usage. Maintains accounting of branch petty cash. May review branch invoices and operating statements. Researches and resolves complex problems relating to client accounts and inquiries. Assists Branch Manager in disseminating information at regular branch meetings. Coordinates rent, facility, office maintenance and cleaning/security issues. Recruits, selects, orients, trains and supervises branch operations associates. Performs ongoing performance management, scheduled performance appraisals and salary reviews of operations associates, and maintains branch associate files. Reviews daily work of operations associates and evaluates workload and responsibilities of support staff to maintain efficient workflow. Ensures daily staffing levels and cross-training are adequate. Coordinates registrations, continuing education, licensing, etc. of branch personnel. Performs other duties as assigned and may perform some Branch Manager duties. Education/Experience Requirements
Bachelor’s degree and three years’ experience in the financial services industry, preferably including related operational management and supervisory experience. Or an equivalent combination of experience, education and/or training as approved by Human Resources. Licenses Required
SIE required, provided that an exemption or grandfathering cannot be applied Series 7, 9 & 10 Series 63, 65 and/or 66 as required by state Ability to obtain additional securities and advisory state registrations if required by state Education
Bachelor’s: Accounting Bachelor’s: Business Administration Bachelor’s: Finance Certifications
s10 - General Securities Sales Supervisor - General Module Examination - FINRA s66 - Uniform Combined State Law Examination - FINRA s7 - General Securities Representative Examination - FINRA s9 - General Securities Sales Supervisor - Options Module Examination - FINRA Securities Industry Essentials Exam (SIE) - FINRA Salary Range
$80,000.00-$105,000.00 Travel
Less than 25% Workstyle
Resident At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm\'s core values of client-first, integrity, independence and a conservative, long-term view. We Expect Our Associates At All Levels To
Grow professionally and inspire others to do the same Work with and through others to achieve desired outcomes Make prompt, pragmatic choices and act with the client in mind Take ownership and hold themselves and others accountable for delivering results that matter Contribute to the continuous evolution of the firm At Raymond James – as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs. Seniority level
Mid-Senior level Employment type
Full-time Job function
Management and Manufacturing Referrals increase your chances of interviewing at Raymond James by 2x Get notified about new Branch Operations Manager jobs in Saratoga Springs, NY.
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Branch Operations Manager - Burlington, VT, Latham, NY or Saratoga Springs, NY. Under branch manager direction, manage the overall operational efficiency of the branch office. Direct day-to-day operational functions, ensuring compliance with firm and regulatory policies and procedures. Use extensive knowledge and experience to identify, research, analyze and resolve complex issues. Responsibilities
Performs back-up for all operational functions as required by workloads and absences. Works directly with home office personnel to coordinate branch-home office workflow. Completes self-audit of branch procedures. Assists Branch Manager with confidential matters and compliance visits and replies. Assists Branch Manager with controlling expenses and operating at peak efficiencies. Oversees ordering of supplies, purchase orders and postage usage. Maintains accounting of branch petty cash. May review branch invoices and operating statements. Researches and resolves complex problems relating to client accounts and inquiries. Assists Branch Manager in disseminating information at regular branch meetings. Coordinates rent, facility, office maintenance and cleaning/security issues. Recruits, selects, orients, trains and supervises branch operations associates. Performs ongoing performance management, scheduled performance appraisals and salary reviews of operations associates, and maintains branch associate files. Reviews daily work of operations associates and evaluates workload and responsibilities of support staff to maintain efficient workflow. Ensures daily staffing levels and cross-training are adequate. Coordinates registrations, continuing education, licensing, etc. of branch personnel. Performs other duties as assigned and may perform some Branch Manager duties. Education/Experience Requirements
Bachelor’s degree and three years’ experience in the financial services industry, preferably including related operational management and supervisory experience. Or an equivalent combination of experience, education and/or training as approved by Human Resources. Licenses Required
SIE required, provided that an exemption or grandfathering cannot be applied Series 7, 9 & 10 Series 63, 65 and/or 66 as required by state Ability to obtain additional securities and advisory state registrations if required by state Education
Bachelor’s: Accounting Bachelor’s: Business Administration Bachelor’s: Finance Certifications
s10 - General Securities Sales Supervisor - General Module Examination - FINRA s66 - Uniform Combined State Law Examination - FINRA s7 - General Securities Representative Examination - FINRA s9 - General Securities Sales Supervisor - Options Module Examination - FINRA Securities Industry Essentials Exam (SIE) - FINRA Salary Range
$80,000.00-$105,000.00 Travel
Less than 25% Workstyle
Resident At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm\'s core values of client-first, integrity, independence and a conservative, long-term view. We Expect Our Associates At All Levels To
Grow professionally and inspire others to do the same Work with and through others to achieve desired outcomes Make prompt, pragmatic choices and act with the client in mind Take ownership and hold themselves and others accountable for delivering results that matter Contribute to the continuous evolution of the firm At Raymond James – as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs. Seniority level
Mid-Senior level Employment type
Full-time Job function
Management and Manufacturing Referrals increase your chances of interviewing at Raymond James by 2x Get notified about new Branch Operations Manager jobs in Saratoga Springs, NY.
#J-18808-Ljbffr