Marketing Compliance VP – Broker/Dealer (Hybrid)

A financial services company is seeking an experienced Marketing Compliance Officer in Los Angeles. The ideal candidate will oversee marketing compliance and regulatory training while ensuring adherence to SEC and FINRA rules. Applicants should have over 6 years of relevant experience and strong communication skills. The role offers a competitive salary range of $115K-$150K and a comprehensive benefits package, with a hybrid work model. #J-18808-Ljbffr