Compliance Manager – RIA (Path to CCO)

A financial advisory firm in Manhattan is seeking a Compliance Associate or Manager to oversee its compliance program. This role includes managing daily compliance tasks, educating internal advisors on regulations, and interacting with regulators. The ideal candidate will have 3-7 years of regulatory compliance experience and be proficient in compliance software and Microsoft Office. Competitive compensation between $65,000 and $125,000, including benefits like health insurance and 401k with company match. A supportive team environment focused on progression to leadership roles is offered. #J-18808-Ljbffr