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Social Capital Resources

Investment Compliance Analyst – Post-Trade Oversight & Testing

Social Capital Resources, New York, New York, us, 10261

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A top-tier investment management firm is seeking a Compliance Analyst for a full-time position in NYC. Responsibilities include portfolio surveillance, compliance monitoring, and assisting with mutual fund trade restrictions. Candidates should hold a Bachelor's Degree and have 1-3 years of compliance experience, preferably at an investment or asset manager. Knowledge of the 1940 Act is a plus. This role offers a competitive salary range of $75,000 to $100,000 based on experience. #J-18808-Ljbffr