Capital One
Anti-Money Laundering (AML) Senior Supervisor, TMO (Principal Associate)
Capital One, Richmond, Virginia, United States, 23214
Anti‑Money Laundering (AML) Senior Supervisor, TMO (Principal Associate)
Anti‑Money Laundering (AML) Senior Investigator III
supervises various AML processes, which might include suspicious activity investigations and other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti‑money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Investigator III coaches their team and teaches others about AML processes through training and education.
Additional responsibilities
Operational Management & Training:
Supervise daily workflow and operational metrics of an AML Operations team. Daily supervision of an organizational chart consisting of multiple investigative teams. Assist with training in Regulatory Operations and in the business areas.
Policy & Procedure Impact:
Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units.
Quality Assurance:
Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews or other AML process.
Escalation Handling:
Handle escalated issues as appropriate for advanced investigation and analysis.
Industry Knowledge:
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications
High School Diploma, GED or equivalent certification
At least 2 years of people management experience
At least 3 years of AML (Anti‑Money Laundering) experience within financial services
Preferred Qualifications
Bachelor's Degree
3+ years of people management experience
4+ years of AML (Anti‑Money Laundering) experience within financial services
Certified Anti‑Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification
Salary Information Chicago, IL: $109,900 - $125,400 for AML Sr. Investigator III
Mclean, VA: $120,800 - $137,900 for AML Sr. Investigator III
Plano, TX: $109,900 - $125,400 for AML Sr. Investigator III
Richmond, VA: $109,900 - $125,400 for AML Sr. Investigator III
Riverwoods, IL: $109,900 - $125,400 for AML Sr. Investigator III
Wilmington, DE: $109,900 - $125,400 for AML Sr. Investigator III
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
Benefits Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being. Learn more at the Capital One Careers website. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.
Equal Opportunity Employer Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
Please contact Capital One Recruiting at 1‑800‑304‑9102 for accommodations.
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supervises various AML processes, which might include suspicious activity investigations and other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti‑money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Investigator III coaches their team and teaches others about AML processes through training and education.
Additional responsibilities
Operational Management & Training:
Supervise daily workflow and operational metrics of an AML Operations team. Daily supervision of an organizational chart consisting of multiple investigative teams. Assist with training in Regulatory Operations and in the business areas.
Policy & Procedure Impact:
Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units.
Quality Assurance:
Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews or other AML process.
Escalation Handling:
Handle escalated issues as appropriate for advanced investigation and analysis.
Industry Knowledge:
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications
High School Diploma, GED or equivalent certification
At least 2 years of people management experience
At least 3 years of AML (Anti‑Money Laundering) experience within financial services
Preferred Qualifications
Bachelor's Degree
3+ years of people management experience
4+ years of AML (Anti‑Money Laundering) experience within financial services
Certified Anti‑Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification
Salary Information Chicago, IL: $109,900 - $125,400 for AML Sr. Investigator III
Mclean, VA: $120,800 - $137,900 for AML Sr. Investigator III
Plano, TX: $109,900 - $125,400 for AML Sr. Investigator III
Richmond, VA: $109,900 - $125,400 for AML Sr. Investigator III
Riverwoods, IL: $109,900 - $125,400 for AML Sr. Investigator III
Wilmington, DE: $109,900 - $125,400 for AML Sr. Investigator III
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
Benefits Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being. Learn more at the Capital One Careers website. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.
Equal Opportunity Employer Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
Please contact Capital One Recruiting at 1‑800‑304‑9102 for accommodations.
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