BBF Wealth
A financial services firm in New York is seeking a Risk Management and Complex Issues Manager to lead risk management efforts for their RIA & Custody Services Division. This role involves overseeing a team, improving frameworks, and ensuring regulatory compliance while managing risks associated with Registered Investment Advisors and Broker-Dealers. The ideal candidate has a Bachelor’s degree and a minimum of five years in a financial services environment, alongside strong leadership and analytical skills. The position offers a hybrid work model and requires less than 25% travel.
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