Phaxis
Transaction Monitoring Technology Business Analyst
This role operates at the intersection of compliance, data, and technology, supporting the evolution of enterprise transaction monitoring and investigative platforms. The position focuses on converting regulatory and business requirements into scalable technical solutions that align with the organization’s long‑term financial crime monitoring strategy.
You will partner closely with compliance, risk, and technology stakeholders to design, enhance, and deliver monitoring and case management capabilities, while strengthening data governance and model risk controls across the compliance ecosystem.
Key Accountabilities Transaction Monitoring & Investigations Enablement
Support the ongoing enhancement of transaction monitoring and investigative platforms, including alert generation, workflow management, and reporting capabilities.
Partner with model governance teams to support monitoring model oversight, validation readiness, and controlled execution environments.
Contribute to the design and implementation of data control frameworks that support monitoring accuracy, completeness, and regulatory defensibility.
Business & Functional Analysis
Analyze complex regulatory expectations and operational requirements, translating them into clear functional specifications and technical requirements.
Lead functional design efforts for monitoring, investigations, and reporting solutions.
Identify process inefficiencies and data gaps, recommending system or workflow enhancements to strengthen controls and reduce manual effort.
Program & Delivery Support
Work with cross‑functional teams across Compliance, Financial Crime, Technology, Risk, and third‑party vendors to define scope, milestones, and delivery outcomes.
Support the full delivery lifecycle, including requirements definition, design, testing, user acceptance, and post‑implementation stabilization.
Maintain structured documentation, delivery plans, and artifacts using standard project and collaboration platforms.
Operate within Agile or hybrid delivery models supporting large, regulated technology initiatives.
Platform Development & Enhancement
Support enhancements to compliance technology platforms, including transaction monitoring, case management, surveillance, and analytics tools.
Ensure system changes align with internal governance standards and external regulatory expectations.
Governance, Reporting & Stakeholder Engagement
Develop and deliver clear status updates, metrics, and reporting for senior stakeholders.
Support regulatory examinations, audits, and internal reviews through documentation and data analysis.
Contribute to the standardization of reporting and analytics across compliance domains.
Qualifications & Experience Education
Bachelor’s degree in Information Systems, Computer Science, Business, or a related discipline; advanced degree preferred.
Professional Experience
10+ years of experience in compliance technology, financial crime systems, business analysis, or regulated technology delivery within financial services.
Proven experience supporting enterprise transaction monitoring or investigations platforms.
Data & Technology Skills
Strong experience working with data platforms and reporting tools, including SQL and modern data warehouses.
Experience designing or supporting dashboards and analytics using business intelligence tools.
Familiarity with compliance technology ecosystems; programming and database expertise is a plus.
Compliance & Regulatory Expertise
Deep understanding of financial crime compliance areas such as AML, sanctions, monitoring and investigations, surveillance, employee activity oversight, and regulatory reporting.
Strong working knowledge of regulatory expectations and supervisory standards across global jurisdictions.
Core Competencies
Exceptional analytical and problem‑solving capabilities with attention to data quality and control design.
Strong written and verbal communication skills, including the ability to engage senior stakeholders.
Experience supporting complex, multi‑stakeholder initiatives in highly regulated environments.
Solid understanding of structured project delivery methodologies, including Agile frameworks.
Seniority Level Mid‑Senior level
Employment Type Full‑time
Job Function Finance
Industries Banking and Financial Services
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You will partner closely with compliance, risk, and technology stakeholders to design, enhance, and deliver monitoring and case management capabilities, while strengthening data governance and model risk controls across the compliance ecosystem.
Key Accountabilities Transaction Monitoring & Investigations Enablement
Support the ongoing enhancement of transaction monitoring and investigative platforms, including alert generation, workflow management, and reporting capabilities.
Partner with model governance teams to support monitoring model oversight, validation readiness, and controlled execution environments.
Contribute to the design and implementation of data control frameworks that support monitoring accuracy, completeness, and regulatory defensibility.
Business & Functional Analysis
Analyze complex regulatory expectations and operational requirements, translating them into clear functional specifications and technical requirements.
Lead functional design efforts for monitoring, investigations, and reporting solutions.
Identify process inefficiencies and data gaps, recommending system or workflow enhancements to strengthen controls and reduce manual effort.
Program & Delivery Support
Work with cross‑functional teams across Compliance, Financial Crime, Technology, Risk, and third‑party vendors to define scope, milestones, and delivery outcomes.
Support the full delivery lifecycle, including requirements definition, design, testing, user acceptance, and post‑implementation stabilization.
Maintain structured documentation, delivery plans, and artifacts using standard project and collaboration platforms.
Operate within Agile or hybrid delivery models supporting large, regulated technology initiatives.
Platform Development & Enhancement
Support enhancements to compliance technology platforms, including transaction monitoring, case management, surveillance, and analytics tools.
Ensure system changes align with internal governance standards and external regulatory expectations.
Governance, Reporting & Stakeholder Engagement
Develop and deliver clear status updates, metrics, and reporting for senior stakeholders.
Support regulatory examinations, audits, and internal reviews through documentation and data analysis.
Contribute to the standardization of reporting and analytics across compliance domains.
Qualifications & Experience Education
Bachelor’s degree in Information Systems, Computer Science, Business, or a related discipline; advanced degree preferred.
Professional Experience
10+ years of experience in compliance technology, financial crime systems, business analysis, or regulated technology delivery within financial services.
Proven experience supporting enterprise transaction monitoring or investigations platforms.
Data & Technology Skills
Strong experience working with data platforms and reporting tools, including SQL and modern data warehouses.
Experience designing or supporting dashboards and analytics using business intelligence tools.
Familiarity with compliance technology ecosystems; programming and database expertise is a plus.
Compliance & Regulatory Expertise
Deep understanding of financial crime compliance areas such as AML, sanctions, monitoring and investigations, surveillance, employee activity oversight, and regulatory reporting.
Strong working knowledge of regulatory expectations and supervisory standards across global jurisdictions.
Core Competencies
Exceptional analytical and problem‑solving capabilities with attention to data quality and control design.
Strong written and verbal communication skills, including the ability to engage senior stakeholders.
Experience supporting complex, multi‑stakeholder initiatives in highly regulated environments.
Solid understanding of structured project delivery methodologies, including Agile frameworks.
Seniority Level Mid‑Senior level
Employment Type Full‑time
Job Function Finance
Industries Banking and Financial Services
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