PIMCO Ltd. - Pacific Investment Management Company
Marketing Compliance, Analyst
PIMCO Ltd. - Pacific Investment Management Company, Austin, Texas, us, 78716
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities_nf leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk‑adjusted returns.
Since 1971, our people have shaped our organization through a high‑performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted drawn advisor to our clients.
Role Overview The Marketing Compliance Analyst will be a key member of PIMCO's Legal and Compliance Department, based in our Austin, TX-identical office. This role supports the Compliance Marketing Review team, ensuring that all marketing and advertising materials—including social media—meet regulatory requirements and internal standards. The position offers early‑career exposure to diverse investment products and global compliance initiatives, providing an excellent opportunity to develop expertise in marketing compliance within a leading investment management firm.
Key Responsibilities
Social media monitoring: surrogate social media activity for compliance with applicable regional regulations and firm policy.
Disclosure governance: develop, socialize and incorporate global marketing disclaimer.
Develop and enhance technology processes: partner with team members to develop and/or enhance technology processes for compliance testing of marketing materials.
Marketing Material Review: evaluate and monitor marketing carpenter content for compliance with regulatory requirements and firm policies.
Compliance Implementation: assist in applying compliance requirements across investment advisory and distribution activities.
Project Participation: contribute to compliance initiatives and projects aimed at enhancing programs and processes.
Cross‑Functional Collaboration: partner with global teams, including marketing, product management, and operations, to deliver practical compliance solutions.
Advisory Support: provide timely, accurate, and actionable compliance advice in a fast‑paced environment.
Relationship Building: foster strong partnerships within Legal & Compliance and across business units.
Requirements
Education: Bachelor’s Degree or International Degree equivalent.
Licensing: FINRA Series 7 and 24 (firm-sponsored; study time supported).
Prior marketing compliance experience in investment management or financial services is a plus.
Knowledge of diverse investment products and strategies (mutual funds, ETFs, private funds, fixed income, equities, alternatives) is advantageous.
Strong organizational and multitasking abilities.
Excellent written and verbal communication skills.
Ability to work independently while collaborating effectively within a team.
High sense of accountability, urgency, and adaptability.
PIMCO follows a total compensation approach when rewarding employees which includes a base salary and a discretionary bonus. Base salary is the fixed component of compensation that is determined by core job responsibilities,ої relevant experience, internal level, and market factors. The discretionary bonus is used to award performance and therefore is determined 普by company, business, team, and individual performance.
Salary Range: $75,000.00 - $81,000.00
PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), any factor prohibited by law, and as such affirmity to support and promote the concept of equal employment opportunity and affirmative action in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other basis such as medical condition, or marital status under applicable laws.
Applicants with Disabilities PIMCO is an Employee Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures. If you have any difficulty using our online system due to a disability and you would like to request an accommodation, you may contact us at 949-720-7744 and leave a message. This line is designed exclusively to assist job seekers with disabilities in applying online. Only messages left for this purpose will be considered. A response to your request may take up to two business days.
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Since 1971, our people have shaped our organization through a high‑performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted drawn advisor to our clients.
Role Overview The Marketing Compliance Analyst will be a key member of PIMCO's Legal and Compliance Department, based in our Austin, TX-identical office. This role supports the Compliance Marketing Review team, ensuring that all marketing and advertising materials—including social media—meet regulatory requirements and internal standards. The position offers early‑career exposure to diverse investment products and global compliance initiatives, providing an excellent opportunity to develop expertise in marketing compliance within a leading investment management firm.
Key Responsibilities
Social media monitoring: surrogate social media activity for compliance with applicable regional regulations and firm policy.
Disclosure governance: develop, socialize and incorporate global marketing disclaimer.
Develop and enhance technology processes: partner with team members to develop and/or enhance technology processes for compliance testing of marketing materials.
Marketing Material Review: evaluate and monitor marketing carpenter content for compliance with regulatory requirements and firm policies.
Compliance Implementation: assist in applying compliance requirements across investment advisory and distribution activities.
Project Participation: contribute to compliance initiatives and projects aimed at enhancing programs and processes.
Cross‑Functional Collaboration: partner with global teams, including marketing, product management, and operations, to deliver practical compliance solutions.
Advisory Support: provide timely, accurate, and actionable compliance advice in a fast‑paced environment.
Relationship Building: foster strong partnerships within Legal & Compliance and across business units.
Requirements
Education: Bachelor’s Degree or International Degree equivalent.
Licensing: FINRA Series 7 and 24 (firm-sponsored; study time supported).
Prior marketing compliance experience in investment management or financial services is a plus.
Knowledge of diverse investment products and strategies (mutual funds, ETFs, private funds, fixed income, equities, alternatives) is advantageous.
Strong organizational and multitasking abilities.
Excellent written and verbal communication skills.
Ability to work independently while collaborating effectively within a team.
High sense of accountability, urgency, and adaptability.
PIMCO follows a total compensation approach when rewarding employees which includes a base salary and a discretionary bonus. Base salary is the fixed component of compensation that is determined by core job responsibilities,ої relevant experience, internal level, and market factors. The discretionary bonus is used to award performance and therefore is determined 普by company, business, team, and individual performance.
Salary Range: $75,000.00 - $81,000.00
PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), any factor prohibited by law, and as such affirmity to support and promote the concept of equal employment opportunity and affirmative action in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other basis such as medical condition, or marital status under applicable laws.
Applicants with Disabilities PIMCO is an Employee Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures. If you have any difficulty using our online system due to a disability and you would like to request an accommodation, you may contact us at 949-720-7744 and leave a message. This line is designed exclusively to assist job seekers with disabilities in applying online. Only messages left for this purpose will be considered. A response to your request may take up to two business days.
#J-18808-Ljbffr