UBS
Global Banking Audit Manager – UBS
Join to apply for the Global Banking Audit Manager role at UBS.
Overview Are you a sharp evaluator of risk, who enjoys investigating complex business processes and products? Do you want to play a key role in improving the effectiveness of business‑critical processes and controls to help safeguard and strengthen UBS?
At UBS, we have re‑imagined the way we work, the way we connect with each other – our colleagues, clients and partners – and the way we deliver value. Being agile will make us more responsive, more adaptable, and ultimately more innovative.
Responsibilities
Plan, lead and execute audits and issue assurances.
Highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and elevate any significant concerns.
Where relevant, develop issues and audit reports according to our internal standards that are fully supported by the work done, and agree them with relevant stakeholders.
Actively perform continuous risk assessments of in‑scope businesses as a subject matter expert.
Proactively and successfully collaborate with peers in and across audit teams.
Build and maintain constructive relationships with colleagues and relevant stakeholders at all levels, including senior management.
Salary New York: The salary range for this role is $140,000 to $188,000.
The expected salary range(s) for this role as of the date of this posting is based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
Job Type Full Time
Job Reference # 332844BR
City New York, Stamford
Your team In our agile operating model, audit crews are aligned to business and functional areas, products and services. You’ll be working in the Global Banking Audit team within the Investment Bank Audit Stream in New York or Stamford focusing on auditing businesses such as Leveraged Capital Markets, Corporate Lending, Mergers & Acquisitions, Commercial Real Estate Finance, Debt and Equity Capital Markets.
Qualifications
Bachelor or master degree or equivalent focusing on finance, business administration or accounting / auditing.
Ideally 7 years of experience in capital markets or sales and trading activities, preferably in internal auditing within the investment banking sector.
Strong analytical skills and quantitative approach to problem solving.
Able to quickly understand complex processes and challenge the status quo, identifying risks and inadequacies in processes.
Willingness to keep up with industry, regulatory developments and learn new concepts and methods.
Ability to effectively communicate with senior stakeholders.
Ideally has familiarity with data analytics tools.
About Us UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.
Join us At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also use artificial intelligence (AI) to work smarter and more efficiently. We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Seniority Level Not Applicable
Employment type Full–time
Job function Finance, Other, and Accounting/Auditing
Industries Banking, Financial Services, and Investment Banking
#J-18808-Ljbffr
Overview Are you a sharp evaluator of risk, who enjoys investigating complex business processes and products? Do you want to play a key role in improving the effectiveness of business‑critical processes and controls to help safeguard and strengthen UBS?
At UBS, we have re‑imagined the way we work, the way we connect with each other – our colleagues, clients and partners – and the way we deliver value. Being agile will make us more responsive, more adaptable, and ultimately more innovative.
Responsibilities
Plan, lead and execute audits and issue assurances.
Highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and elevate any significant concerns.
Where relevant, develop issues and audit reports according to our internal standards that are fully supported by the work done, and agree them with relevant stakeholders.
Actively perform continuous risk assessments of in‑scope businesses as a subject matter expert.
Proactively and successfully collaborate with peers in and across audit teams.
Build and maintain constructive relationships with colleagues and relevant stakeholders at all levels, including senior management.
Salary New York: The salary range for this role is $140,000 to $188,000.
The expected salary range(s) for this role as of the date of this posting is based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
Job Type Full Time
Job Reference # 332844BR
City New York, Stamford
Your team In our agile operating model, audit crews are aligned to business and functional areas, products and services. You’ll be working in the Global Banking Audit team within the Investment Bank Audit Stream in New York or Stamford focusing on auditing businesses such as Leveraged Capital Markets, Corporate Lending, Mergers & Acquisitions, Commercial Real Estate Finance, Debt and Equity Capital Markets.
Qualifications
Bachelor or master degree or equivalent focusing on finance, business administration or accounting / auditing.
Ideally 7 years of experience in capital markets or sales and trading activities, preferably in internal auditing within the investment banking sector.
Strong analytical skills and quantitative approach to problem solving.
Able to quickly understand complex processes and challenge the status quo, identifying risks and inadequacies in processes.
Willingness to keep up with industry, regulatory developments and learn new concepts and methods.
Ability to effectively communicate with senior stakeholders.
Ideally has familiarity with data analytics tools.
About Us UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.
Join us At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also use artificial intelligence (AI) to work smarter and more efficiently. We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Seniority Level Not Applicable
Employment type Full–time
Job function Finance, Other, and Accounting/Auditing
Industries Banking, Financial Services, and Investment Banking
#J-18808-Ljbffr