Capital One
AML Sr Investigator III- List Screening Operations (LSO)
Capital One, Deerfield, Illinois, United States, 60063
AML Sr Investigator III- List Screening Operations (LSO)
The AML Senior Investigator III is responsible for the direct supervision, development, training, and education of a team of investigators. The associate is also responsible for planning and conducting processes related to anti‑money laundering and global sanctions activities, as well as managing the workflow of the AML team. Capital One's List Screening Operations (LSO) performs screening, research, and disposition work for the Economic Sanctions Compliance Program, ensuring compliance with federally‑mandated economic sanctions. This program targets dangerous or criminal individuals, organizations, and governments to deny them access to financial services. LSO also supports Anti‑Money Laundering (AML) processes, which may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring, customer due diligence, and enhanced due diligence.
Responsibilities
Operational management: supervise daily workflow, operational queues, and metrics
Manage, develop, train, and lead a team of investigators
Write and deliver performance reviews, including development action plans
Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews
Assess internal trends, external regulatory findings, and current money laundering risk inquiries to make policy recommendations
Report potential findings to management in a timely manner, verbally and in writing
Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
Subject matter expert (SME) in AML; provide direction and assistance on AML related investigations
Strong analytical writing and communication skills, and excellent organizational and time‑management skills
Basic Qualifications
High School Diploma, GED or equivalent certification
At least 3 years of Anti‑Money Laundering (AML) experience within financial services
At least 2 years of people management experience
Preferred Qualifications
Bachelor’s Degree
4+ years of AML experience within financial services industry
3+ years of people management experience
1+ year of process management experience
Certified Anti‑Money Laundering Specialist (CAMS) or Certified Global Sanctions Specialist (CGSS) certification
Other Information Capital One will not sponsor employment authorization for this position.
Salary Ranges
Chicago, IL: $106,700 - $121,700
Jericho, NY: $128,000 - $146,100
McLean, VA: $117,300 - $133,900
New Orleans, LA: $106,700 - $121,700
Plano, TX: $106,700 - $121,700
Richmond, VA: $106,700 - $121,700
Riverwoods, IL: $106,700 - $121,700
Wilmington, DE: $106,700 - $121,700
Benefits Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being.
Equal Opportunity Employer Capital One is an equal‑opportunity employer (EOE, including disability and veteran status) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace.
Seniority Level Mid‑Senior level
Employment Type Full‑time
Job Function Finance and Sales
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Responsibilities
Operational management: supervise daily workflow, operational queues, and metrics
Manage, develop, train, and lead a team of investigators
Write and deliver performance reviews, including development action plans
Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews
Assess internal trends, external regulatory findings, and current money laundering risk inquiries to make policy recommendations
Report potential findings to management in a timely manner, verbally and in writing
Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
Subject matter expert (SME) in AML; provide direction and assistance on AML related investigations
Strong analytical writing and communication skills, and excellent organizational and time‑management skills
Basic Qualifications
High School Diploma, GED or equivalent certification
At least 3 years of Anti‑Money Laundering (AML) experience within financial services
At least 2 years of people management experience
Preferred Qualifications
Bachelor’s Degree
4+ years of AML experience within financial services industry
3+ years of people management experience
1+ year of process management experience
Certified Anti‑Money Laundering Specialist (CAMS) or Certified Global Sanctions Specialist (CGSS) certification
Other Information Capital One will not sponsor employment authorization for this position.
Salary Ranges
Chicago, IL: $106,700 - $121,700
Jericho, NY: $128,000 - $146,100
McLean, VA: $117,300 - $133,900
New Orleans, LA: $106,700 - $121,700
Plano, TX: $106,700 - $121,700
Richmond, VA: $106,700 - $121,700
Riverwoods, IL: $106,700 - $121,700
Wilmington, DE: $106,700 - $121,700
Benefits Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being.
Equal Opportunity Employer Capital One is an equal‑opportunity employer (EOE, including disability and veteran status) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace.
Seniority Level Mid‑Senior level
Employment Type Full‑time
Job Function Finance and Sales
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