Genworth Financial, Inc.
Investments Compliance Analyst
Genworth Financial, Inc., Stamford, Connecticut, United States, 06925
Investments Compliance Analyst page is loaded## Investments Compliance Analystlocations:
Stamford, Connecticuttime type:
Full timeposted on:
Posted Yesterdayjob requisition id:
REQ-260008At Genworth, we empower families to navigate the aging journey with confidence. We are compassionate, experienced allies for those navigating care with guidance, products, and services that meet families where they are. Further, we are the spouses, children, siblings, friends, and neighbors of those that need care—and we bring those experiences with us to work in serving our millions of policyholders each day.We apply that same compassion and empathy as we work with each other and our local communities. Genworth values all perspectives, characteristics, and experiences so that employees can bring their full, authentic selves to work to help each other and our company succeed. We celebrate our diversity and understand that being intentional about inclusion is the only way to create a sense of belonging for all associates. We also invest in the vitality of our local communities through grants from the Genworth Foundation, event sponsorships, and employee volunteerism.Our four values guide our strategy, our decisions, and our interactions:* **Make it human.** We care about the people that make up our customers, colleagues, and communities.* **Make it about others.** We do what's best for our customers and collaborate to drive progress.* **Make it happen.** We work with intention toward a common purpose and forge ways forward together.* **Make it better.**We create fulfilling purpose-driven careers by learning from the world and each other.
**POSITION TITLE**Investments Compliance Analyst
**POSITION LOCATION**Stamford, CT**YOUR ROLE**As an Investments team member, you’ll play a key role in the innovative investment strategies that enable our company to serve our stakeholders, policyholders and their families when they need us most – now and in the future.The Investments Compliance Analyst is an integral part of the Investments Legal and Compliance Team and will report to the Investments Legal Director. You will assist with compliance activities for Genworth’s investment organization in coordination with the corporate compliance framework.**What you will be doing*** Monitor insurance regulatory, internal investment limits and guidelines to ensure compliance* Maintain and administer insurance regulatory monitoring systems and processes* Monitor corporate trading activities* Assist with preparation and presentation of quarterly compliance metrics report to Investments Leadership.* Monitor external investment managers to ensure compliance with investment management agreements, investment guidelines, and legal/regulatory requirements* Assist with drafting and updating training materials for associates on legal, policy, and industry requirements* Support creation and modification of policies and procedures to ensure best practices in an evolving regulatory environment* Coordinate communication and training on investments and corporate compliance issues* Collaborate with portfolio management, traders, credit analysts, and investments leadership across asset classes to mitigate regulatory risk**What you bring*** Bachelor’s degree* Ability to function independently and multi-task with attention to detail* Superior writing, oral communication, and interpersonal skills* Familiarity with SQL, Microsoft 365 Office Suite, Copilot, etc.**Nice to have*** Familiarity with insurance investment regulations and NAIC guidelines.* Exposure to institutional investments including fixed income, private placements, or alternative investments.* Basic coding and database management skills (e.g., SQL, Python, or similar) to support compliance data analysis and automation.* Interest in or progress toward a professional designation (e.g., CFA, CIPM, or similar) is a plus.
**Employee Benefits & Well-Being**Genworth employees make a difference in people’s lives every day. We’re committed to making a difference in our employees’ lives.* Competitive Compensation & Total Rewards Incentives* Comprehensive Healthcare Coverage* Multiple 401(k) Savings Plan Options* Auto Enrollment in Employer-Directed Retirement Account Feature (100% employer-funded!)* Generous Paid Time Off – Including 12 Paid Holidays, Volunteer Time Off and Paid Family Leave* Disability, Life, and Long Term Care Insurance* Tuition Reimbursement, Student Loan Repayment and Training & Certification Support* Wellness support including gym membership reimbursement and Employee Assistance Program resources (work/life support, financial & legal management)* Caregiver and Mental Health Support Services**ADDITIONAL*** At this time, Genworth will not sponsor a new applicant for employment authorization for this position.For the State of New York:The base salary pay range for this role starts at a minimum rate of $99,100 up to the maximum of $183,400.
In addition to your base salary, you will also be eligible to participate in an incentive plan. The incentive plan is based on performance and the target earning opportunity is 7% of your base compensation.
The final determination on base pay for this position will be based on multiple factors at the time of this job posting including but not limited to geographic location, experience, and qualifications to ensure pay equity within the organization.### Genworth Financial, Inc (“Genworth”) (NYSE: GNW) is a Fortune 500 company focused on empowering families to navigate the aging journey with confidence, now and in the future. Headquartered in Richmond, Virginia, and its businesses provide guidance, products, and services that help people understand their caregiving options and fund their long-term care needs. Genworth is also the parent company and majority-owner of publicly traded Holdings, Inc. (Nasdaq: ACT), a leading U.S. mortgage insurance provider.### ### ### We know we can’t deliver on our mission unless we deliver for our employees. That’s why we’re committed to creating a work environment that fosters inclusion, excellence, improvement and connection. We know each employee contributes in their own unique way and we’re dedicated to supporting every one of them to help them reach their full potential.### ### We are proud to be an equal opportunity employer and all hiring decisions are based on merit, qualifications, and business need.
We do not discriminate based upon race, religion, color, national origin, gender (including pregnancy), sexual orientation, gender identity, gender expression, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics. #J-18808-Ljbffr
Stamford, Connecticuttime type:
Full timeposted on:
Posted Yesterdayjob requisition id:
REQ-260008At Genworth, we empower families to navigate the aging journey with confidence. We are compassionate, experienced allies for those navigating care with guidance, products, and services that meet families where they are. Further, we are the spouses, children, siblings, friends, and neighbors of those that need care—and we bring those experiences with us to work in serving our millions of policyholders each day.We apply that same compassion and empathy as we work with each other and our local communities. Genworth values all perspectives, characteristics, and experiences so that employees can bring their full, authentic selves to work to help each other and our company succeed. We celebrate our diversity and understand that being intentional about inclusion is the only way to create a sense of belonging for all associates. We also invest in the vitality of our local communities through grants from the Genworth Foundation, event sponsorships, and employee volunteerism.Our four values guide our strategy, our decisions, and our interactions:* **Make it human.** We care about the people that make up our customers, colleagues, and communities.* **Make it about others.** We do what's best for our customers and collaborate to drive progress.* **Make it happen.** We work with intention toward a common purpose and forge ways forward together.* **Make it better.**We create fulfilling purpose-driven careers by learning from the world and each other.
**POSITION TITLE**Investments Compliance Analyst
**POSITION LOCATION**Stamford, CT**YOUR ROLE**As an Investments team member, you’ll play a key role in the innovative investment strategies that enable our company to serve our stakeholders, policyholders and their families when they need us most – now and in the future.The Investments Compliance Analyst is an integral part of the Investments Legal and Compliance Team and will report to the Investments Legal Director. You will assist with compliance activities for Genworth’s investment organization in coordination with the corporate compliance framework.**What you will be doing*** Monitor insurance regulatory, internal investment limits and guidelines to ensure compliance* Maintain and administer insurance regulatory monitoring systems and processes* Monitor corporate trading activities* Assist with preparation and presentation of quarterly compliance metrics report to Investments Leadership.* Monitor external investment managers to ensure compliance with investment management agreements, investment guidelines, and legal/regulatory requirements* Assist with drafting and updating training materials for associates on legal, policy, and industry requirements* Support creation and modification of policies and procedures to ensure best practices in an evolving regulatory environment* Coordinate communication and training on investments and corporate compliance issues* Collaborate with portfolio management, traders, credit analysts, and investments leadership across asset classes to mitigate regulatory risk**What you bring*** Bachelor’s degree* Ability to function independently and multi-task with attention to detail* Superior writing, oral communication, and interpersonal skills* Familiarity with SQL, Microsoft 365 Office Suite, Copilot, etc.**Nice to have*** Familiarity with insurance investment regulations and NAIC guidelines.* Exposure to institutional investments including fixed income, private placements, or alternative investments.* Basic coding and database management skills (e.g., SQL, Python, or similar) to support compliance data analysis and automation.* Interest in or progress toward a professional designation (e.g., CFA, CIPM, or similar) is a plus.
**Employee Benefits & Well-Being**Genworth employees make a difference in people’s lives every day. We’re committed to making a difference in our employees’ lives.* Competitive Compensation & Total Rewards Incentives* Comprehensive Healthcare Coverage* Multiple 401(k) Savings Plan Options* Auto Enrollment in Employer-Directed Retirement Account Feature (100% employer-funded!)* Generous Paid Time Off – Including 12 Paid Holidays, Volunteer Time Off and Paid Family Leave* Disability, Life, and Long Term Care Insurance* Tuition Reimbursement, Student Loan Repayment and Training & Certification Support* Wellness support including gym membership reimbursement and Employee Assistance Program resources (work/life support, financial & legal management)* Caregiver and Mental Health Support Services**ADDITIONAL*** At this time, Genworth will not sponsor a new applicant for employment authorization for this position.For the State of New York:The base salary pay range for this role starts at a minimum rate of $99,100 up to the maximum of $183,400.
In addition to your base salary, you will also be eligible to participate in an incentive plan. The incentive plan is based on performance and the target earning opportunity is 7% of your base compensation.
The final determination on base pay for this position will be based on multiple factors at the time of this job posting including but not limited to geographic location, experience, and qualifications to ensure pay equity within the organization.### Genworth Financial, Inc (“Genworth”) (NYSE: GNW) is a Fortune 500 company focused on empowering families to navigate the aging journey with confidence, now and in the future. Headquartered in Richmond, Virginia, and its businesses provide guidance, products, and services that help people understand their caregiving options and fund their long-term care needs. Genworth is also the parent company and majority-owner of publicly traded Holdings, Inc. (Nasdaq: ACT), a leading U.S. mortgage insurance provider.### ### ### We know we can’t deliver on our mission unless we deliver for our employees. That’s why we’re committed to creating a work environment that fosters inclusion, excellence, improvement and connection. We know each employee contributes in their own unique way and we’re dedicated to supporting every one of them to help them reach their full potential.### ### We are proud to be an equal opportunity employer and all hiring decisions are based on merit, qualifications, and business need.
We do not discriminate based upon race, religion, color, national origin, gender (including pregnancy), sexual orientation, gender identity, gender expression, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics. #J-18808-Ljbffr