BCI - Brokerage Consultants Inc
Client Service Associate | Rhode Island (South County)
Independent RIA seeks hire to work with investment advisory team in providing exceptional experience to multi-generational wealth management clients. Firm offers long-term opportunity in client service or path to become a Financial Advisor. In-office Monday-Friday 8:30am-5pm
Trade/rebalance investments; review/resolve drift and non-sufficient funds reports Maintain client relationships, process client requests; resolve client inquiries Prepare/submit required forms to custodian, including obtaining client signatures Prepare Advisors for client meetings (prepare client investment summary), schedule/confirm client meetings General administrative functions (answering client calls, preparing client correspondence and filing)
REQUIREMENTS: 2-5 years comparable financial services or banking industry experience Series 7 and 63/66 preferred Focus on accuracy/quality of work; organized/resourceful/detail-oriented; self-motivated to manage multiple priorities effectively; effective communicator with clients and all levels of organization Proficient in Microsoft Outlook, Word, Excel and Adobe Acrobat
Target base salary is $60-90k and can vary depending on factors such as skillset, licensure, designations, and experience level. Total package will include bonus and competitive benefits.
Independent RIA seeks hire to work with investment advisory team in providing exceptional experience to multi-generational wealth management clients. Firm offers long-term opportunity in client service or path to become a Financial Advisor. In-office Monday-Friday 8:30am-5pm
Trade/rebalance investments; review/resolve drift and non-sufficient funds reports Maintain client relationships, process client requests; resolve client inquiries Prepare/submit required forms to custodian, including obtaining client signatures Prepare Advisors for client meetings (prepare client investment summary), schedule/confirm client meetings General administrative functions (answering client calls, preparing client correspondence and filing)
REQUIREMENTS: 2-5 years comparable financial services or banking industry experience Series 7 and 63/66 preferred Focus on accuracy/quality of work; organized/resourceful/detail-oriented; self-motivated to manage multiple priorities effectively; effective communicator with clients and all levels of organization Proficient in Microsoft Outlook, Word, Excel and Adobe Acrobat
Target base salary is $60-90k and can vary depending on factors such as skillset, licensure, designations, and experience level. Total package will include bonus and competitive benefits.