Director of Compliance

Director of Compliance About the Company Join a well-established futures trading platform that is making waves in the financial services industry. About the Role We are seeking an experienced and dynamic Director of Compliance to enhance our compliance framework. In this pivotal role, you will be responsible for continuously monitoring and interpreting regulatory requirements from various authorities. You will develop, maintain, and optimize compliance policies and procedures, while conducting regular reviews to ensure that we adhere to all pertinent laws and regulations. Your expertise will be crucial in assessing and mitigating compliance risks, as well as developing risk-based monitoring programs. You will provide strategic guidance on compliance matters to senior management, ensuring that the organization remains proactive and ahead of regulatory trends. The ideal candidate will have a robust background in compliance within the financial services sector, with proven success in developing and executing comprehensive compliance programs. You should be well-versed in managing regulatory inquiries, preparing for examinations, and ensuring adherence to annual compliance obligations. Additionally, you will advise on compliance responsibilities specific to non-clearing futures commission merchants, and work closely with regulatory agencies to foster effective relationships. We value excellent communication skills, a proactive approach to identifying compliance issues, and a commitment to maintaining our high standards. This position offers a unique opportunity to influence our compliance strategy and contribute to the integrity of our operations. Travel Percent Less than 10% Functions Finance