RIT Solutions, Inc.
Title- Senior Business Analyst / SME
Location:
Hybrid - 3 days onsite in NYC, NY Contract Duration:
12+ months
Locals only, with well-developed LinkedIn's 8+ for Sr tech NA and ~12 years for SME .
Job Description: Our client is seeking an experienced
Senior Business Analyst
/ Subject Matter Expert (SME
)
with deep expertise in
compliance systems and processes
within the
Asset Management
industry. Candidates should have a strong understanding of compliance frameworks and the ability to translate complex business requirements into scalable technical solutions.
Key Focus Areas: • Code of Ethics systems and workflows • Financial Crimes / AML / KYC processes • Regulatory Reporting (SEC, Client, etc.) • Control Room Operations
Responsibilities: • Collaborate with business stakeholders, compliance teams, and technology partners to gather, analyze, and document business requirements • Act as a liaison between Compliance, Legal, Risk, and Technology teams to ensure accurate implementation of compliance workflows and systems • Support system design, data flow mapping, and control implementations across compliance functions • Provide SME -level insight into compliance requirements within asset management, particularly across alternative investments • Assist with UAT, testing strategies, and post-implementation validation • Ensure alignment of compliance processes with evolving regulatory standards
Required Qualifications: • 7+ years of experience as a
Business Analyst
or SME
within compliance in the
financial services or asset management industry • Proven expertise in one or more areas:
Code of Ethics, KYC/AML, Regulatory Reporting, Control Room operations • Experience working in
Alternative Investments , Hedge Funds, or Private Equity (preferred) • Strong knowledge of compliance systems and ability to work with technology teams on system enhancements • Excellent documentation, communication, and stakeholder management skills
Hybrid - 3 days onsite in NYC, NY Contract Duration:
12+ months
Locals only, with well-developed LinkedIn's 8+ for Sr tech NA and ~12 years for SME .
Job Description: Our client is seeking an experienced
Senior Business Analyst
/ Subject Matter Expert (SME
)
with deep expertise in
compliance systems and processes
within the
Asset Management
industry. Candidates should have a strong understanding of compliance frameworks and the ability to translate complex business requirements into scalable technical solutions.
Key Focus Areas: • Code of Ethics systems and workflows • Financial Crimes / AML / KYC processes • Regulatory Reporting (SEC, Client, etc.) • Control Room Operations
Responsibilities: • Collaborate with business stakeholders, compliance teams, and technology partners to gather, analyze, and document business requirements • Act as a liaison between Compliance, Legal, Risk, and Technology teams to ensure accurate implementation of compliance workflows and systems • Support system design, data flow mapping, and control implementations across compliance functions • Provide SME -level insight into compliance requirements within asset management, particularly across alternative investments • Assist with UAT, testing strategies, and post-implementation validation • Ensure alignment of compliance processes with evolving regulatory standards
Required Qualifications: • 7+ years of experience as a
Business Analyst
or SME
within compliance in the
financial services or asset management industry • Proven expertise in one or more areas:
Code of Ethics, KYC/AML, Regulatory Reporting, Control Room operations • Experience working in
Alternative Investments , Hedge Funds, or Private Equity (preferred) • Strong knowledge of compliance systems and ability to work with technology teams on system enhancements • Excellent documentation, communication, and stakeholder management skills