Daley And Associates, LLC
Guideline Compliance Analyst - 27201
Daley And Associates, LLC, Boston, Massachusetts, us, 02298
1 day ago Be among the first 25 applicants
Guideline Compliance Analyst
The following information aims to provide potential candidates with a better understanding of the requirements for this role.
We’re currently hiring for a Guideline Compliance Analyst t role with a top private equity firm based in Boston, MA. This position focuses on making sure investment transactions and portfolio holdings align with client guidelines and regulatory standards. The ideal candidate will have 1–3+ years of experience in the financial services industry. Guideline Compliance Analyst
We’re currently hiring for a Guideline Compliance Analyst t role with a top private equity firm based in Boston, MA. This position focuses on making sure investment transactions and portfolio holdings align with client guidelines and regulatory standards. The ideal candidate will have 1–3+ years of experience in the financial services industry.
This is a 5+ month contract opportunity, paying between $30-$40/hour (depending on experience).
This role supports a hybrid work-model, consisting of 3 onsite and 2 remote days/week.
Responsibilities:
Work closely with the portfolio services and investment teams to support daily operations and ongoing initiatives Monitor investment activity to ensure compliance with client-specific guidelines and regulatory standards Review Investment Management Agreements (IMAs), interpret client restrictions, and manage the guideline monitoring platform (Sentinel) Provide pre-trade compliance support in coordination with investors Investigate and resolve post-trade exceptions flagged by Sentinel Maintain strong communication with Compliance, Global Relationships, Product Management, and Portfolio Management teams Build and apply a solid understanding of investment strategies in the context of client mandates and regulatory obligations
Qualifications:
Bachelor’s degree in Finance, Accounting, or a related discipline 1–3+ years of experience in investment management or a financial services environment Familiarity with various investment products, including equities, fixed income, and derivatives Background in investment guideline monitoring, compliance functions, and knowledge of regulatory frameworks such as 1940 Act and UCITS Strong written and verbal communication skills, with the ability to work effectively across teams Proficient in Microsoft Office, particularly Excel Experience using compliance monitoring tools, ideally Sentinel High attention to detail and a natural curiosity to learn and improve Well-organized with strong time management and the ability to manage competing priorities Self-starter who thrives in deadline-driven settings
For immediate consideration, interested and qualified candidates should send their resumes to Lydia at lsinger@daleyaa.com.
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The following information aims to provide potential candidates with a better understanding of the requirements for this role.
We’re currently hiring for a Guideline Compliance Analyst t role with a top private equity firm based in Boston, MA. This position focuses on making sure investment transactions and portfolio holdings align with client guidelines and regulatory standards. The ideal candidate will have 1–3+ years of experience in the financial services industry. Guideline Compliance Analyst
We’re currently hiring for a Guideline Compliance Analyst t role with a top private equity firm based in Boston, MA. This position focuses on making sure investment transactions and portfolio holdings align with client guidelines and regulatory standards. The ideal candidate will have 1–3+ years of experience in the financial services industry.
This is a 5+ month contract opportunity, paying between $30-$40/hour (depending on experience).
This role supports a hybrid work-model, consisting of 3 onsite and 2 remote days/week.
Responsibilities:
Work closely with the portfolio services and investment teams to support daily operations and ongoing initiatives Monitor investment activity to ensure compliance with client-specific guidelines and regulatory standards Review Investment Management Agreements (IMAs), interpret client restrictions, and manage the guideline monitoring platform (Sentinel) Provide pre-trade compliance support in coordination with investors Investigate and resolve post-trade exceptions flagged by Sentinel Maintain strong communication with Compliance, Global Relationships, Product Management, and Portfolio Management teams Build and apply a solid understanding of investment strategies in the context of client mandates and regulatory obligations
Qualifications:
Bachelor’s degree in Finance, Accounting, or a related discipline 1–3+ years of experience in investment management or a financial services environment Familiarity with various investment products, including equities, fixed income, and derivatives Background in investment guideline monitoring, compliance functions, and knowledge of regulatory frameworks such as 1940 Act and UCITS Strong written and verbal communication skills, with the ability to work effectively across teams Proficient in Microsoft Office, particularly Excel Experience using compliance monitoring tools, ideally Sentinel High attention to detail and a natural curiosity to learn and improve Well-organized with strong time management and the ability to manage competing priorities Self-starter who thrives in deadline-driven settings
For immediate consideration, interested and qualified candidates should send their resumes to Lydia at lsinger@daleyaa.com.
IND123
Seniority level
Seniority levelEntry level Employment type
Employment typeContract Job function
Job functionLegal IndustriesStaffing and Recruiting Referrals increase your chances of interviewing at Daley And Associates, LLC by 2x Get notified about new Compliance Analyst jobs in
Boston, MA . Boston, MA $140,000.00-$170,000.00 4 weeks ago Boston, MA $115,765.00-$154,353.00 1 month ago Junior Compliance Manager (relocate to Europe) Boston, MA $80,457.00-$194,964.00 1 day ago Boston, MA $104,000.00-$156,000.00 2 weeks ago Senior Compliance Officer - Investment Advisor Boston, MA $130,000.00-$160,000.00 1 month ago Regional Compliance Specialist (Boston HQ) Waltham, MA $129,000.00-$162,000.00 1 day ago VP, Compliance Officer - Asset Management Boston, MA $114,400.00-$153,300.00 2 days ago Boston, MA $154,000.00-$240,000.00 3 weeks ago Boston, MA $80,457.00-$194,964.00 1 day ago Senior Compliance Officer – Marketing Review Boston, MA $140,000.00-$175,000.00 2 days ago Marlborough, MA $69,200.00-$86,500.00 1 week ago Contract Management & Compliance Specialist Westwood, MA $84,000.00-$120,000.00 1 month ago MassHealth Regulatory Compliance & Audits SpecialistFellow, Global Compliance Investigations Marlborough, MA $127,900.00-$243,000.00 1 week ago Senior Compliance Officer (Marketing Material Review) Boston, MA $140,000.00-$175,000.00 9 hours ago Senior Lease Compliance & Analysis AnalystBusiness Immigration Analyst (Paralegal) Boston, MA $102,400.00-$204,100.00 2 weeks ago Boston, MA $111,800.00-$175,670.00 2 weeks ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr