Goldman Sachs
Compliance, FICC – Interest Rate Products, Associate
Goldman Sachs, New York, New York, us, 10261
Compliance, FICC – Interest Rate Products, Associate
Pay Competitive Location New York/New York Employment type Full-Time Job Description
Req#: 110684
Position Overview: The role of a Compliance Officer covering Global Banking & Markets – FICC, Interest Rate Products is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the FICC business by articulating and maintaining the standards of conduct required of the firm’s businesses as well as the laws, regulations and policies governing those businesses. Business aligned compliance provides coverage support to the Business Unit’s functional (including sales, trading, and capital markets) and product areas (fixed income, equities, options, etc.), while working closely with other firm departments, including Finance, Operations, Technology, Internal Audit and Legal. Responsibilities: Cover Global Banking & Markets – FICC personnel (including sales and trading personnel) and provide advice and oversight on how to conduct the firm’s business in a manner that complies with the vast array of rules, regulations and regulatory expectations Develop, draft and maintain Compliance policies and procedures outlining firm requirements, regulations and best practices Create and implement Compliance training programs Perform look-backs, oversight and surveillances to assess compliance risks and breaches Assist with regulatory engagement including regulatory examinations, audits and inquiries Analyze industry events, new or amended laws, rules, and regulations in order to formulate and implement practical and sustainable solutions to industry-wide issues Coordinate with the business, Legal, Technology and other divisions across the firm on new desk initiatives Qualifications: Bachelor’s Degree 3+ years Compliance, Legal, Regulatory or Financial Services industry experience Excellent communications skills (oral and written) Ability to handle multiple tasks simultaneously and work under pressure Knowledge of general trading rules and regulations (CFTC, NFA, SEC, FINRA, CME, etc.) preferred Experience working with Interest Rate Products, Currencies and Futures preferred Salary Range The expected base salary for this New York, New York, United States-based position is $85000-$140000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end. Benefits Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here . About the company
The Goldman Sachs Group, Inc., is an American multinational investment bank and financial services company headquartered in New York City. Notice
Talentify is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or protected veteran status. Talentify provides reasonable accommodations to qualified applicants with disabilities, including disabled veterans. Request assistance at accessibility@talentify.io or 407-000-0000. Federal law requires every new hire to complete Form I-9 and present proof of identity and U.S. work eligibility. An Automated Employment Decision Tool (AEDT) will score your job-related skills and responses. Bias-audit & data-use details: www.talentify.io/bias-audit-report . NYC applicants may request an alternative process or accommodation at aedt@talentify.io or 407-000-0000.
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Pay Competitive Location New York/New York Employment type Full-Time Job Description
Req#: 110684
Position Overview: The role of a Compliance Officer covering Global Banking & Markets – FICC, Interest Rate Products is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the FICC business by articulating and maintaining the standards of conduct required of the firm’s businesses as well as the laws, regulations and policies governing those businesses. Business aligned compliance provides coverage support to the Business Unit’s functional (including sales, trading, and capital markets) and product areas (fixed income, equities, options, etc.), while working closely with other firm departments, including Finance, Operations, Technology, Internal Audit and Legal. Responsibilities: Cover Global Banking & Markets – FICC personnel (including sales and trading personnel) and provide advice and oversight on how to conduct the firm’s business in a manner that complies with the vast array of rules, regulations and regulatory expectations Develop, draft and maintain Compliance policies and procedures outlining firm requirements, regulations and best practices Create and implement Compliance training programs Perform look-backs, oversight and surveillances to assess compliance risks and breaches Assist with regulatory engagement including regulatory examinations, audits and inquiries Analyze industry events, new or amended laws, rules, and regulations in order to formulate and implement practical and sustainable solutions to industry-wide issues Coordinate with the business, Legal, Technology and other divisions across the firm on new desk initiatives Qualifications: Bachelor’s Degree 3+ years Compliance, Legal, Regulatory or Financial Services industry experience Excellent communications skills (oral and written) Ability to handle multiple tasks simultaneously and work under pressure Knowledge of general trading rules and regulations (CFTC, NFA, SEC, FINRA, CME, etc.) preferred Experience working with Interest Rate Products, Currencies and Futures preferred Salary Range The expected base salary for this New York, New York, United States-based position is $85000-$140000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end. Benefits Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here . About the company
The Goldman Sachs Group, Inc., is an American multinational investment bank and financial services company headquartered in New York City. Notice
Talentify is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or protected veteran status. Talentify provides reasonable accommodations to qualified applicants with disabilities, including disabled veterans. Request assistance at accessibility@talentify.io or 407-000-0000. Federal law requires every new hire to complete Form I-9 and present proof of identity and U.S. work eligibility. An Automated Employment Decision Tool (AEDT) will score your job-related skills and responses. Bias-audit & data-use details: www.talentify.io/bias-audit-report . NYC applicants may request an alternative process or accommodation at aedt@talentify.io or 407-000-0000.
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