Goldman Sachs Bank AG
Office of Regulatory Relations, Non-Prudential Regulatory Team, Associate, New Y
Goldman Sachs Bank AG, New York, New York, us, 10261
Office of Regulatory Relations, Non-Prudential Regulatory Team, Associate, New York
Location:
New York, NY Division:
Office of Regulatory Relations The Office of Regulatory Relations safeguards the firm's regulatory reputation by managing relationships with regulators and enhancing compliance standards. We welcome diverse backgrounds interested in the regulatory landscape. Our work includes managing regulatory exams, overseeing remediation initiatives, and establishing firmwide standards. Part of the Office of Regulatory Relations, the Non-Prudential Regulator Team (NPR) interacts with Non-Prudential regulators on examinations and inquiries. Led by an Americas Head in Dallas, the team includes members in Bengaluru, Dallas, and New York. The NPR team seeks an Associate for our NY office to focus on regulatory exams and inquiries related to Goldman Sachs’ U.S. businesses, covering topics like market abuse, regulatory reporting, trading controls, short selling, and supervisory policies. Responsibilities
The NPR team coordinates responses to information requests from U.S. regulators such as the SEC, CFTC, FINRA, and NFA, and occasionally from foreign regulators. The team ensures compliance with applicable laws and regulations. As a liaison, team members work closely with various internal departments and regulators, engaging in research, coordinating responses, conducting interviews, preparing documentation, and advising on regulatory expectations. They manage multiple regulatory matters and monitor firm commitments made during examinations. Key Skills
Strong communication and relationship-building skills Resilience and creativity under pressure Understanding of relevant policies and procedures Research and data gathering skills Effective communication via video, phone, and in person Data organization and documentation skills Attention to detail Ability to work independently and exercise judgment Multi-tasking and project management Issue escalation skills Deadline management Follow-up and persistence Qualifications
Basic:
Proficiency in Microsoft Word, Excel, PowerPoint; fluency in English; excellent time management, analytical, and communication skills; familiarity with financial products and regulations; integrity and motivation. Preferred:
Graduate degree in law, business, or related; outstanding academic credentials; 1-3 years relevant experience; prior regulator interaction experience. Additional Benefits
We offer comprehensive health, wellness, retirement, and family care programs, including medical, dental, disability, life insurance, generous vacation policies, financial planning support, health centers, on-site fitness, child care, and other benefits. Read more about Goldman Sachs' benefits on our site.
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New York, NY Division:
Office of Regulatory Relations The Office of Regulatory Relations safeguards the firm's regulatory reputation by managing relationships with regulators and enhancing compliance standards. We welcome diverse backgrounds interested in the regulatory landscape. Our work includes managing regulatory exams, overseeing remediation initiatives, and establishing firmwide standards. Part of the Office of Regulatory Relations, the Non-Prudential Regulator Team (NPR) interacts with Non-Prudential regulators on examinations and inquiries. Led by an Americas Head in Dallas, the team includes members in Bengaluru, Dallas, and New York. The NPR team seeks an Associate for our NY office to focus on regulatory exams and inquiries related to Goldman Sachs’ U.S. businesses, covering topics like market abuse, regulatory reporting, trading controls, short selling, and supervisory policies. Responsibilities
The NPR team coordinates responses to information requests from U.S. regulators such as the SEC, CFTC, FINRA, and NFA, and occasionally from foreign regulators. The team ensures compliance with applicable laws and regulations. As a liaison, team members work closely with various internal departments and regulators, engaging in research, coordinating responses, conducting interviews, preparing documentation, and advising on regulatory expectations. They manage multiple regulatory matters and monitor firm commitments made during examinations. Key Skills
Strong communication and relationship-building skills Resilience and creativity under pressure Understanding of relevant policies and procedures Research and data gathering skills Effective communication via video, phone, and in person Data organization and documentation skills Attention to detail Ability to work independently and exercise judgment Multi-tasking and project management Issue escalation skills Deadline management Follow-up and persistence Qualifications
Basic:
Proficiency in Microsoft Word, Excel, PowerPoint; fluency in English; excellent time management, analytical, and communication skills; familiarity with financial products and regulations; integrity and motivation. Preferred:
Graduate degree in law, business, or related; outstanding academic credentials; 1-3 years relevant experience; prior regulator interaction experience. Additional Benefits
We offer comprehensive health, wellness, retirement, and family care programs, including medical, dental, disability, life insurance, generous vacation policies, financial planning support, health centers, on-site fitness, child care, and other benefits. Read more about Goldman Sachs' benefits on our site.
#J-18808-Ljbffr