Director, FRB/OCC Regulatory Reporting

2 days ago Be among the first 25 applicants

This range is provided by PRI Technology. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$180,000.00/yr - $230,000.00/yr

Direct message the job poster from PRI Technology

Senior Technical Recruiter at PRI Technology

Director, FRB Regulatory Reporting & Strategy

Job Description

Our US Finance team is seeking a hands-on FRB/OCC regulatory reporting leader, strategist and subject matter expert. This role will lead the regulatory reporting and strategy function for the U.S. Intermediate Holding Company (IHC) and its consolidating subsidiaries, including but not limited to, the preparation, review and timely submission of regulatory reports, driving optimization and automation of regulatory reporting processes and platforms, as well as providing guidance to ensure consistent application of instructions across various regulatory reports. In this role, you will play an integral part in ensuring that our client maintains a highly rated U.S. regulatory reporting program including all applicable FRB, OCC, FDIC and FFIEC requirements.

Responsibilities:

• Lead the FRB regulatory reporting production team in the preparation, review and timely submission of all required FRB, OCC, FDIC regulatory reports and filings with responsibility for ensuring operational effectiveness in compliance with the regulatory reporting controls and governance environment.
• Drive report automation, enhancements, process optimization and ongoing management of the regulatory reporting platform and processes to improve accuracy and efficiency.
• Monitor changes in regulatory guidance/requirements through interaction with various industry groups/regulatory bodies and drive the internal assessment of impact to reporting obligations, lead change management initiatives to maintain compliance while keeping senior leadership abreast on necessary actions and risk mitigation strategies.
• Serve as primary liaison with various regulatory bodies (FRB, OCC & FDIC) and the Internal Audit function to manage inquiries related to filings, examinations and audits as well as periodically coordinating discussions on complex topics as applicable.
• Develop and maintain a strong internal controls environment over the regulatory reporting process to ensure adherence to regulatory standards and best practices.
• Identify potential risk areas through review of regulatory reporting policies, procedures and controls and drive potential corrective actions to ensure compliance with regulatory standards.
• Build, mentor and manage a high-performing team of regulatory reporting professionals fostering a culture of accountability, continuous improvement and technical excellence.

Must have:

• Extensive knowledge and comprehensive experience in U.S. regulatory reporting coupled with experience in regulatory project delivery within the financial services industry.
• Extensive experience interacting with regulators on a regular frequency and connectivity to industry advocacy groups/forums.
• Hands-on experience with AxiomSL or similar reporting platform including data integration, automation and optimization of reporting processes.
• Effective communication skills, both verbal and written, with the ability to present complex information to senior management and regulators.
• Excellent analytical and problem-solving skills with a strong attention to detail and accuracy.
• Strong leadership and people management skills with the ability to mentor and develop a high-performing team.

Nice-to-have:

• Bachelor's degree (Accounting or Finance preferred) and/or CPA or advanced degree.
• Strong knowledge of financial products and reporting standards applicable to a U.S. financial services industry.
• Strategic thinker with ability to lead and influence in an evolving environment and work across functions/businesses.
• Proficiency in data management and analytics tools (SQL, Python, Tableau etc.) and strong Microsoft Office (PowerPoint, Excel) skills.

Seniority level

• Seniority level

  Not Applicable

Employment type

• Employment type

  Full-time

Job function

• Job function

  Accounting/Auditing

• Industries

  Banking

Referrals increase your chances of interviewing at PRI Technology by 2x

Inferred from the description for this job

Medical insurance

Pension plan

Vision insurance

401(k)

Paid maternity leave

Get notified when a new job is posted.

Sign in to set job alerts for “Director of Financial Reporting” roles.

Senior Director, Technical Accounting & Financial Reporting

Director, Corporate Accounting (Remote Role)

New York, NY $170,000.00-$190,000.00 1 week ago

Director, Reporting - Investment Controllership

New York, NY $150,000.00-$180,000.00 1 day ago

New York, NY $170,000.00-$180,000.00 22 hours ago

Director, Corporate Finance & Business Excellence

New York, NY $160,000.00-$185,000.00 1 year ago

Director, Revenue Accounting (Hybrid Role - New York)

New York, NY $170,000.00-$200,000.00 1 week ago

New York, NY $108,000.00-$141,750.00 1 week ago

Senior Director, Finance-Revenue Recognition and Reporting -Corporate 42nd Street- Full-Time

New York, NY $169,095.00-$253,643.00 22 hours ago

New York, NY $225,000.00-$240,000.00 1 week ago

New York, NY $150,000.00-$175,000.00 2 weeks ago

Senior Manager, Financial Reporting and Compliance

New York, NY $140,000.00-$175,000.00 1 week ago

New York, NY $175,000.00-$200,000.00 3 weeks ago

New York, NY $185,000.00-$250,000.00 1 week ago

New York, NY $150,000.00-$160,000.00 2 weeks ago

New York, NY $160,000.00-$180,000.00 9 hours ago

New York City Metropolitan Area 6 days ago

New York, NY $200,000.00-$250,000.00 1 month ago

New York City Metropolitan Area $170,000.00-$220,000.00 4 weeks ago

Finance Director - Revenue Recognition & Compliance

Director, Financial Planning & Analysis - Commercial

Morristown, NJ $190,000.00-$230,000.00 1 day ago

Jersey City, NJ $91,600.00-$123,600.00 1 week ago

New York, NY $130,000.00-$145,000.00 4 weeks ago

Senior Director, Finance, Business Development

New York, NY $219,600.00-$373,300.00 2 weeks ago

Director, Finance Assistant Controller, Sponsored Projects & Funds

Manhattan, NY $130,000.00-$160,000.00 4 weeks ago

Sr. Finance Director, Customer Development & Operations

Summit, NJ $214,200.00-$302,400.00 3 days ago

New York, NY $203,500.00-$275,000.00 1 week ago

New York, NY $170,000.00-$190,000.00 1 week ago

Director of Finance, Technology and Operations

Montclair, NJ $110,000.00-$130,000.00 1 month ago

Director of Strategic Initiatives & Finance Operations

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr