Goldman Sachs
Legal-NEW YORK-Vice President-Business Unit Legal
Goldman Sachs, New York, New York, us, 10261
Legal - NEW YORK - Vice President - Business Unit Legal
Pay:
Competitive
Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully. Location:
New York/New York Employment Type:
Full-Time Job Description This individual will cover the Personal Financial Management business, including an investment advisory business, offering a range of products such as margin, underwritings, structured notes, special investments, investment advice, managed accounts, trust services, and a dedicated website. Attorneys are responsible for staying current with legal and regulatory developments, drafting policies and procedures, and supporting regional offices by answering questions from business management, compliance, investment professionals, regional managers, operations, and technology staff. This individual will also collaborate with business management to develop new products and services in compliance with regulatory and business requirements. Responsibilities:
Provide day-to-day coverage of the advisory business within PFM, focusing on IPOs, directed share programs, restricted stock, derivatives, and other trading-related issues within wealth management. Coordinate among domestic and international offices on US-specific trading issues. Offer broad coverage to specific PFM offices, including advice on compliance, technology, operations, errors, and regulatory inquiries. Stay updated with regulatory changes and developments. Work closely with legal counterparts in litigation, ERISA, global markets, and investment banking to advise on securities-related matters. Qualifications:
General securities or broker-dealer regulatory experience. At least 5 years of experience in a large law firm or in-house legal department. We operate at the intersection of finance and law, providing counsel and advice supporting various activities across Goldman Sachs. We handle litigation, arbitration, research, due diligence, financing, legal filings, contracts, and intellectual property rights, demonstrating our commitment to clients, shareholders, and regulators. Whether you’re an experienced attorney or a quick learner with a strong interest in financial law and critical thinking skills, our dynamic team might be right for you. About Goldman Sachs Goldman Sachs is a leading global investment banking, securities, and investment management firm, founded in 1869, headquartered in New York, with offices worldwide. We are committed to fostering diversity and inclusion, providing opportunities for professional and personal growth through training, benefits, wellness, and mindfulness programs. Learn more at GS.com/careers. We are dedicated to reasonable accommodations for candidates with disabilities during our recruiting process. More info: Disability Statement. The Goldman Sachs Group, Inc., 2023. All rights reserved. Goldman Sachs is an equal employment/affirmative action employer, welcoming applicants regardless of race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status. About the company The Goldman Sachs Group, Inc., is an American multinational investment bank and financial services company headquartered in New York City. Notice Talentify is an Equal Opportunity Employer. All qualified applicants will receive consideration without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status. Reasonable accommodations are available for qualified applicants with disabilities or disabled veterans. Requests can be made at accessibility@talentify.io or 407-000-0000. U.S. law requires new hires to complete Form I-9 and present proof of identity and work eligibility. An Automated Employment Decision Tool (AEDT) will score your skills and responses. For bias audit and data use details, visit www.talentify.io/bias-audit-report. NYC applicants may request alternative processes or accommodations at aedt@talentify.io or 407-000-0000.
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Pay:
Competitive
Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully. Location:
New York/New York Employment Type:
Full-Time Job Description This individual will cover the Personal Financial Management business, including an investment advisory business, offering a range of products such as margin, underwritings, structured notes, special investments, investment advice, managed accounts, trust services, and a dedicated website. Attorneys are responsible for staying current with legal and regulatory developments, drafting policies and procedures, and supporting regional offices by answering questions from business management, compliance, investment professionals, regional managers, operations, and technology staff. This individual will also collaborate with business management to develop new products and services in compliance with regulatory and business requirements. Responsibilities:
Provide day-to-day coverage of the advisory business within PFM, focusing on IPOs, directed share programs, restricted stock, derivatives, and other trading-related issues within wealth management. Coordinate among domestic and international offices on US-specific trading issues. Offer broad coverage to specific PFM offices, including advice on compliance, technology, operations, errors, and regulatory inquiries. Stay updated with regulatory changes and developments. Work closely with legal counterparts in litigation, ERISA, global markets, and investment banking to advise on securities-related matters. Qualifications:
General securities or broker-dealer regulatory experience. At least 5 years of experience in a large law firm or in-house legal department. We operate at the intersection of finance and law, providing counsel and advice supporting various activities across Goldman Sachs. We handle litigation, arbitration, research, due diligence, financing, legal filings, contracts, and intellectual property rights, demonstrating our commitment to clients, shareholders, and regulators. Whether you’re an experienced attorney or a quick learner with a strong interest in financial law and critical thinking skills, our dynamic team might be right for you. About Goldman Sachs Goldman Sachs is a leading global investment banking, securities, and investment management firm, founded in 1869, headquartered in New York, with offices worldwide. We are committed to fostering diversity and inclusion, providing opportunities for professional and personal growth through training, benefits, wellness, and mindfulness programs. Learn more at GS.com/careers. We are dedicated to reasonable accommodations for candidates with disabilities during our recruiting process. More info: Disability Statement. The Goldman Sachs Group, Inc., 2023. All rights reserved. Goldman Sachs is an equal employment/affirmative action employer, welcoming applicants regardless of race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status. About the company The Goldman Sachs Group, Inc., is an American multinational investment bank and financial services company headquartered in New York City. Notice Talentify is an Equal Opportunity Employer. All qualified applicants will receive consideration without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status. Reasonable accommodations are available for qualified applicants with disabilities or disabled veterans. Requests can be made at accessibility@talentify.io or 407-000-0000. U.S. law requires new hires to complete Form I-9 and present proof of identity and work eligibility. An Automated Employment Decision Tool (AEDT) will score your skills and responses. For bias audit and data use details, visit www.talentify.io/bias-audit-report. NYC applicants may request alternative processes or accommodations at aedt@talentify.io or 407-000-0000.
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