Texas Capital Bank
Brief Overview Of Position
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly experienced bankers who truly invest in people's success
today and tomorrow. While we are rooted in core financial products, we are differentiated by our approach. Our bankers are seasoned financial experts who possess deep experience across a multitude of industries. Equally important, they bring commitment
investing the time and resources to understand our clients' immediate needs, identify market opportunities and meet long-term objectives. At Texas Capital, we do more than build business success. We build long-lasting relationships. Texas Capital provides a variety of benefits to colleagues, including health insurance coverage, wellness program, fertility and family building aids, life and disability insurance, retirement savings plans with a generous 401K match, paid leave programs, paid holidays, and paid time off (PTO). Headquartered in Dallas with offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, Texas Capital was recently named Best Regional Bank in 2024 by Bankrate and was named to The Dallas Morning News' Dallas-Fort Worth metroplex Top Workplaces 2023 and GoBankingRate's 2023 list of Best Regional Banks. Responsibilities
Monitor and process post-trade instructions for equity and municipal securities, ensuring timely and accurate settlement. Validate Standard Settlement Instructions (SSIs) prior to trade release. Release trade instructions to the market and track settlement status, providing timely updates to internal stakeholders and clients. Identify, investigate, and resolve unmatched or failing trades, working closely with counterparties, custodians, and internal teams. Escalate booking or operational issues promptly to prevent settlement failures and financial exposure. Collaborate with compliance, risk, and technology teams to enhance settlement processes and controls. Maintain accurate records and documentation in accordance with regulatory and internal policy requirements. Support process improvement initiatives and contribute to automation and efficiency efforts. Qualifications
Bachelor's degree in Finance, Business, Economics, or a related field. 2+ years of experience in trade operations, settlements, or post-trade processing, with a focus on equity and/or municipal securities. Strong understanding of the trade lifecycle, settlement processes, and reconciliation practices. Experience with Broadridge Impact or similar post-trade processing systems is a plus. Ability to interface effectively and build positive working relationships with clients, counterparties, and internal stakeholders. Excellent oral and written communication skills. Self-starter with the ability to work independently and manage multiple priorities under tight deadlines. High attention to detail and strong analytical skills. Proficient in Microsoft Outlook, Word, and Excel. FINRA SIE license is required within 3 months of hire. FINRA Series 7TO is required within 6 months of hire. Understanding of underwriting processes is preferred. The duties listed above are the essential functions, or fundamental duties within the job classification. The essential functions of individual positions within the classification may differ. Texas Capital Bank may assign reasonably related additional duties to individual employees consistent with standard departmental policy. Texas Capital is an Equal Opportunity Employer.
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly experienced bankers who truly invest in people's success
today and tomorrow. While we are rooted in core financial products, we are differentiated by our approach. Our bankers are seasoned financial experts who possess deep experience across a multitude of industries. Equally important, they bring commitment
investing the time and resources to understand our clients' immediate needs, identify market opportunities and meet long-term objectives. At Texas Capital, we do more than build business success. We build long-lasting relationships. Texas Capital provides a variety of benefits to colleagues, including health insurance coverage, wellness program, fertility and family building aids, life and disability insurance, retirement savings plans with a generous 401K match, paid leave programs, paid holidays, and paid time off (PTO). Headquartered in Dallas with offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, Texas Capital was recently named Best Regional Bank in 2024 by Bankrate and was named to The Dallas Morning News' Dallas-Fort Worth metroplex Top Workplaces 2023 and GoBankingRate's 2023 list of Best Regional Banks. Responsibilities
Monitor and process post-trade instructions for equity and municipal securities, ensuring timely and accurate settlement. Validate Standard Settlement Instructions (SSIs) prior to trade release. Release trade instructions to the market and track settlement status, providing timely updates to internal stakeholders and clients. Identify, investigate, and resolve unmatched or failing trades, working closely with counterparties, custodians, and internal teams. Escalate booking or operational issues promptly to prevent settlement failures and financial exposure. Collaborate with compliance, risk, and technology teams to enhance settlement processes and controls. Maintain accurate records and documentation in accordance with regulatory and internal policy requirements. Support process improvement initiatives and contribute to automation and efficiency efforts. Qualifications
Bachelor's degree in Finance, Business, Economics, or a related field. 2+ years of experience in trade operations, settlements, or post-trade processing, with a focus on equity and/or municipal securities. Strong understanding of the trade lifecycle, settlement processes, and reconciliation practices. Experience with Broadridge Impact or similar post-trade processing systems is a plus. Ability to interface effectively and build positive working relationships with clients, counterparties, and internal stakeholders. Excellent oral and written communication skills. Self-starter with the ability to work independently and manage multiple priorities under tight deadlines. High attention to detail and strong analytical skills. Proficient in Microsoft Outlook, Word, and Excel. FINRA SIE license is required within 3 months of hire. FINRA Series 7TO is required within 6 months of hire. Understanding of underwriting processes is preferred. The duties listed above are the essential functions, or fundamental duties within the job classification. The essential functions of individual positions within the classification may differ. Texas Capital Bank may assign reasonably related additional duties to individual employees consistent with standard departmental policy. Texas Capital is an Equal Opportunity Employer.