BCG Attorney Search
Investment Funds Regulatory Associate
BCG Attorney Search, Chicago, Illinois, United States, 60290
A premier law firm is seeking a junior-level associate to join its Investment Funds Regulatory practice in Chicago. This role offers the opportunity to engage in a wide variety of regulatory work related to private fund sponsors, including fund formation, SEC compliance, and enforcement matters. The ideal candidate will have a strong foundation in investment funds regulation and a working knowledge of core securities laws applicable to fund managers.
Location
Chicago, IL Duties
Advise fund sponsors on compliance with the Investment Advisers Act of 1940 and other securities laws Review and provide guidance on fund offering materials and governing documents Assist with regulatory filings, including Form ADV and other SEC submissions Support clients through SEC examinations and enforcement actions Counsel on regulatory implications of fundraising, transactions, and ongoing fund operations Stay current with evolving regulatory developments affecting private fund managers Requirements
1–3 years of experience in investment funds regulatory work at a law firm Significant familiarity with the Investment Advisers Act of 1940 Exposure to the Investment Company Act of 1940 and Securities Act of 1933 (preferred) Prior experience with SEC filings and compliance programs Admission to the Illinois Bar required Education
Juris Doctor (J.D.) from an accredited U.S. law school Certifications
Active membership in the Illinois Bar or eligibility for prompt admission Skills
Strong knowledge of U.S. securities and investment funds regulatory frameworks Excellent legal research and writing skills Attention to detail and the ability to manage multiple client matters efficiently Proactive and solutions-oriented approach to regulatory counseling Comprehensive benefits package for attorneys and professional staff Compensation aligned with experience and internal pay equity structures Company info BCG Attorney Search
If you would like to know a bit more about this opportunity, or are considering applying, then please read the following job information. 200 South Wacker Drive, 31st Floor Chicago Illinois United States 60606 Phone :
(312) 321-9411 Fax :
(213) 895-7306
#J-18808-Ljbffr
Chicago, IL Duties
Advise fund sponsors on compliance with the Investment Advisers Act of 1940 and other securities laws Review and provide guidance on fund offering materials and governing documents Assist with regulatory filings, including Form ADV and other SEC submissions Support clients through SEC examinations and enforcement actions Counsel on regulatory implications of fundraising, transactions, and ongoing fund operations Stay current with evolving regulatory developments affecting private fund managers Requirements
1–3 years of experience in investment funds regulatory work at a law firm Significant familiarity with the Investment Advisers Act of 1940 Exposure to the Investment Company Act of 1940 and Securities Act of 1933 (preferred) Prior experience with SEC filings and compliance programs Admission to the Illinois Bar required Education
Juris Doctor (J.D.) from an accredited U.S. law school Certifications
Active membership in the Illinois Bar or eligibility for prompt admission Skills
Strong knowledge of U.S. securities and investment funds regulatory frameworks Excellent legal research and writing skills Attention to detail and the ability to manage multiple client matters efficiently Proactive and solutions-oriented approach to regulatory counseling Comprehensive benefits package for attorneys and professional staff Compensation aligned with experience and internal pay equity structures Company info BCG Attorney Search
If you would like to know a bit more about this opportunity, or are considering applying, then please read the following job information. 200 South Wacker Drive, 31st Floor Chicago Illinois United States 60606 Phone :
(312) 321-9411 Fax :
(213) 895-7306
#J-18808-Ljbffr